Private Client Advice Assurance Analyst | Pension & FCA

Fisher Asset Management, LLC; Birmingham; On-site; GBP 40,000 - 70,000; Full time

Benefits offered by this job

Medical coverage (top-tier)

Dental coverage

Annual leave 28 days (+3)

Maternity pay

Retirement pension plan

Gym subsidy

Employee assistance program

Training & recognition

Global compensation in local currency

Job summary

Fisher Investments Europe is seeking a qualified financial planning professional in Birmingham to support the advice team, drive improvements, and ensure client‑focused service. You will discuss process enhancements with management and participate in roundtable reviews with report writers.

The role requires a university degree or equivalent, Level 4 Diploma in Financial Planning, and ideally Level 6/Chartered status, with AF3/G60 PTS advantageous.

Qualifications

• University degree or equivalent combination of education/experience.
• Level 4 Diploma in Financial Planning/Regulated Financial Planning.
• Level 6/Chartered status would be an advantage; AF3/G60 PTS qualification.
• Strong understanding of financial planning principles with pension planning focus.
• Strong understanding of FCA's COBS requirements for suitability.
• Experience reviewing personal recommendations for retail clients.
• Ability to explain complex issues in writing and in person.
• Dynamic people skills delivering professional, courteous service.

Responsibilities

• Identify and propose process improvements within the advice team.
• Discuss potential process enhancements with management and senior management.
• Attend roundtable meetings with report writers to discuss themes from reviews and identify improvement areas.

Skills

Financial planning

Pension planning

COBS knowledge

Retail client experience

Written & verbal communication

People skills

Education

University degree or equivalent education/experience

Level 4 Diploma in Financial Planning/Regulated Financial Planning

Level 6/Chartered status (advantage)

AF3/G60 PTS qualification (advantage)

Tools

None

Job description

Fisher Investments Europe is seeking a qualified financial planning professional in Birmingham to support the advice team, drive improvements, and ensure client‑focused service. You will discuss process enhancements with management and participate in roundtable reviews with report writers.

The role requires a university degree or equivalent, Level 4 Diploma in Financial Planning, and ideally Level 6/Chartered status, with AF3/G60 PTS advantageous.