Part-Time Investment Compliance Manager (Hybrid Leeds)

Communicate Recruitment Solutions LTD; Leeds; Hybrid; GBP 40,000 - 55,000; Part time

Job summary

A boutique investment management group is seeking a part-time Compliance Manager to ensure regulatory obligations are met. The role involves overseeing compliance frameworks, enhancing client onboarding procedures, and reviewing financial promotions. Ideal candidates will have strong experience in compliance within the investment management sector. This position allows for hybrid work, requiring 2-3 days in the office per week.

Qualifications

• Proven experience as a Compliance Manager in investment management.
• Strong understanding of FCA obligations and compliance processes.
• Ability to work autonomously and strategically.

Responsibilities

• Manage and maintain the firm's compliance framework.
• Enhance procedures for client onboarding and KYC/AML checks.
• Review financial promotions for FCA compliance.
• Prepare and submit regulatory reports.

Skills

Regulatory compliance

KYC/AML checks

Financial promotions review

Job description

A boutique investment management group is seeking a part-time Compliance Manager to ensure regulatory obligations are met. The role involves overseeing compliance frameworks, enhancing client onboarding procedures, and reviewing financial promotions. Ideal candidates will have strong experience in compliance within the investment management sector. This position allows for hybrid work, requiring 2-3 days in the office per week.