Part time compliance manager

Communicate Recruitment Solutions LTD; Leeds; Hybrid; GBP 40,000 - 55,000; Part time

Job summary

A boutique investment management group is seeking a part-time Compliance Manager to ensure regulatory obligations are met. The role involves overseeing compliance frameworks, enhancing client onboarding procedures, and reviewing financial promotions. Ideal candidates will have strong experience in compliance within the investment management sector. This position allows for hybrid work, requiring 2-3 days in the office per week.

Qualifications

• Proven experience as a Compliance Manager in investment management.
• Strong understanding of FCA obligations and compliance processes.
• Ability to work autonomously and strategically.

Responsibilities

• Manage and maintain the firm's compliance framework.
• Enhance procedures for client onboarding and KYC/AML checks.
• Review financial promotions for FCA compliance.
• Prepare and submit regulatory reports.

Skills

Regulatory compliance

KYC/AML checks

Financial promotions review

Job description

Part‑Time Compliance Manager – Investment Manage (Leeds)

Location : Leeds (Hybrid – 2 to 3 days per week)

Employment Type : Part-Time

About the Company

Our client is an established boutique investment management group with a strong reputation for delivering high-quality investment solutions and maintaining the highest standards of regulatory compliance. With an SMF16 / 17 already in place, the firm is now seeking additional compliance expertise to support its growing operations and maintain a robust compliance framework.

The Role

The Compliance Manager will play a key role in ensuring the firm continues to meet its regulatory obligations under the FCA and within the evolving investment management landscape. This is a hands‑on, part‑time position suited to an experienced compliance professional who is confident working autonomously while supporting the wider business in maintaining best practice compliance processes.

Key Responsibilities

• Support the SMF16 / 17 in managing and maintaining the firm’s compliance framework.
• Oversee and enhance procedures for client onboarding and KYC / AML checks.
• Review and approve financial promotions and marketing materials to ensure FCA compliance.
• Support the preparation and submission of regulatory reports and management information.

Assist with client reporting processes to ensure regulatory acc...