Ongoing Due Diligence Analyst - 12 Month Fixed Term Contract

Lgtwm; City of Edinburgh; Hybrid; GBP 35,000 - 50,000; Full time

Job summary

LGT Wealth Management UK LLP, with a presence in Edinburgh, seeks an AML/KYC specialist to perform periodic reviews, client due diligence, and risk assessments in line with FCA and JFSC guidelines. You will liaise with investment teams to secure necessary documentation and maintain accurate client records.

The role requires ICA AML qualification and at least three years of AML/KYC experience, with strong attention to detail and excellent communication, teamwork, and time-management skills.

Qualifications

• Strong working knowledge of AML/CDD requirements.
• ICA qualified in AML with at least three years’ experience in a similar role.
• Good communication and team collaboration skills.
• Proficient in Microsoft Office and common in-house programs.
• Knowledge of current AML/CFT regulations and industry practices.

Responsibilities

• Undertake periodic AML/KYC client reviews per schedule, ensuring documentation meets policy and FCA/JFSC guidelines.
• Liaise with Investment Manager/Assistant to address action points and obtain fresh documents.
• Review investment attestations and assess client circumstances.
• Perform risk grading and interpret factors for CDD risk (H/M/L).
• Manage periodic review tracker and ensure timely, quality outputs.

Skills

AML/CDD knowledge

Attention to detail

Teamwork

Time management

Communication skills

MS Office

Education

ICA AML qualification

Job description

LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. When we set up LGT Wealth Management in 2008, our aim was to offer a fresh approach to wealth management. Alongside the LLP we also have two other entities which focus on US and Jersey based clients. Our head office is based in London however we have a presence in Edinburgh, Jersey, Leeds, Birmingham and Bristol. The plan was simple: put our clients first by providing a transparent service, designed around what is right for each of them. By drawing together in-depth knowledge and experience from across the industry, we provide a flexible, bespoke service adapted to each of our clients’ needs.
Our mission is to create long-term value for all stakeholders. Our culture encourages individuals to generate, develop and implement ideas which will strengthen our business. Belonging, respect, integrity, conviction and entrepreneurship are our core values. As our brand recognition grows, we are fast becoming an employer of choice in our sector. We have over £29 billion in funds under management and circa 700 staff.

Key Responsibilities:

• Undertaking periodic AML/KYC client reviews in accordance with the periodic review schedule including:
  • Complete review of client due diligence to ensure the documentation and information collected is accurate and ensuring they are in line with our group policy and compliant with local regulatory guidelines set by the FCA and JFSC AML/CFT Handbook, including checking ID&V
  • Ensure that our files are compliant with all applicable regulatory and AML/CFT requirements
  • Perform screening of relevant individuals and entities using SmartSearch/LexisNexis/Google
  • Review recent transactional activity against client profiles
  • Review the Structure Chart of accuracy to ensure all parties are noted on files/systems
• Liaise with the Investment Manager/Assistant to ensure all action points are addressed, remediated and documentation/information is obtained in a timely manner, obtaining fresh documents is expired/missing
• Review Investment attestation on client circumstance
• Perform Risk Grading review and be able to interpret information relating to H/M/L CDD risk factors
• Manage and maintain the periodic review tracker and update management of progress, ensuring that targets are met at all times and quality outputs delivered

Managing allocated workloads and pro-actively take on additional responsibilities and administration tasks, as required by your manager

Your profile

Key Skills and Technical Requirements:

• Strong working knowledge of AML/CDD requirements - The ideal candidate will be ICA qualified in AML and have at least three years’ experience in a similar role.
• Attention to detail is essential.
• Ability to work effectively both independently and as part of a team.
• Strong time management and organisational skills with an ability to meet deadlines.
• Good communication skills and the ability to work well in a team are important for collaborating with colleagues and providing feedback on documents.
• Competency in Microsoft packages. Training will be provided for other in‑house programs, as required.
• Good knowledge and practical experience of current industry AML/CFT handbook legislation, regulation and operating working practices is essential.

Good knowledge and practical experience of current industry AML/CFT handbook legislation, regulation and operating working practices is essential.

Employee Value Proposition

A place for people from all walks of life: our unique culture and values are what make our company stand out from other firms.

At LGT, we offer more than investment expertise - we bring a legacy of trust and long-term thinking shaped by the values of the Princely Family of Liechtenstein. Discover the people and principles behind our client‑first approach.