Onboarding & Compliance Manager

Equifind; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading investment firm in London is seeking an experienced Compliance Manager to manage surveillance duties and support compliance activities. You will play a critical role in monitoring financial crime, conducting KYC reviews, and ensuring adherence to regulations. The ideal candidate will have 5-8 years of experience in compliance, strong understanding of market surveillance, and excellent communication skills. This position is full-time with potential for permanent employment.

Qualifications

• 5-8 years practical experience in a compliance position.
• Ability to manage multiple tasks and prioritize effectively.
• Significant knowledge of FCA industry standards and anti-financial crime matters.

Responsibilities

• Manage daily market surveillance alerts and electronic communications.
• Design new tests for monitoring systems to reduce false positives.
• Assist with compliance monitoring programme and regulatory change projects.

Skills

Strong understanding of surveillance and compliance

Excellent communication and interpersonal skills

Attention to detail

Proficiency in using CRM systems

Knowledge of foreign exchange/trading/investment banking

Tools

CRM systems

Trading platforms

Job description

A leading investment firm in London is seeking an experienced Compliance Manager to manage surveillance duties and support compliance activities. You will play a critical role in monitoring financial crime, conducting KYC reviews, and ensuring adherence to regulations. The ideal candidate will have 5-8 years of experience in compliance, strong understanding of market surveillance, and excellent communication skills. This position is full-time with potential for permanent employment.