Monitoring and Testing – Vice President

JPMorganChase; Bournemouth; On-site; GBP 80,000 - 100,000; Full time

Job summary

A major financial institution is seeking a Monitoring and Testing Vice President in Bournemouth. This role involves executing compliance testing programs and managing operational risks across various business lines. The ideal candidate will have relevant experience in Financial Crime or Operational Risk Management, strong communication skills, and the ability to analyze compliance with regulatory requirements. This is a full-time position with significant opportunities for professional growth.

Qualifications

• Relevant experience in Financial Crime / Compliance or Operational Risk Management.
• Strong communication and influencing skills.
• Ability to interpret financial regulations.

Responsibilities

• Execute EMEA CCOR Specialized Monitoring and Testing Programme.
• Perform testing to assess controls for operational compliance.
• Partner with Operational Risk and Compliance managers.

Skills

Change Management

Analytical Skills

Senior Leadership

Negotiation

Financial Services

Education

ACAMS ICA or comparable certification

Job description

Description

Join a team where your work directly contributes to protecting the financial system and upholding the highest standards of compliance. The EMEA Global Financial Crimes Compliance (GFCC) Specialized Monitoring and Testing Team is part of EMEA Compliance Conduct and Operational Risk Management (CCOR) and is responsible for managing and executing Testing across all lines of business in EMEA covering all aspects of Compliance Conduct and Operational Risk.

As a Monitoring and Testing Vice president within EMEA CCOR Specialized Testing team you’ll be responsible for the timely and effective management and execution of the EMEA CCOR GFCC (Specialized) testing activities to assess the effectiveness of financial crime related processes and controls. You will also be responsible for leading and supporting other EMEA CCOR GFCC testing programme / projects as required. This role offers an exciting opportunity with a supportive team to develop key skills and knowledge relating to different business areas and functions within the Corporate & Investment Bank (CIB) Asset & Wealth Management and other lines of business.

Job Responsibilities

• Execute EMEA CCOR Specialized Monitoring and Testing Programme in line with the firm’s expectation.
• Perform testing to assess the design and effectiveness of controls in place to manage operational compliance and conduct risks.
• Self‑manage testing of business process and controls against Regulatory requirements
• Partner with Operational Risk and Compliance managers and business stakeholders.
• Validate action plans are addressing identified issues in line with the firm’s expectations.
• Involve in departmental projects particularly in relation to the development of the Annual Testing Plan.
• Work with global testing partners to support global testing assignments as directed.

Required qualifications capabilities and skills

• Relevant experience in Financial Crime / Compliance or Operational Risk Management experience in BSA / AML / KYC / Sanctions areas. Alternatively other related experience such as audit operations business control management or similar.
• Strong communication and influencing skills - able to work across groups (Compliance Controls and allied business groups) is collaborative team-oriented and passionate about supporting internal / external stakeholders.
• Proven track record of successful stakeholder management.
• An understanding of operational risks and their drivers and able to challenge the design and effectiveness of the associated business controls.
• The ability to interpret financial regulations and regulatory requirements and assess operational compliance with those requirements.
• Good analytical skills attention to detail and able to demonstrate a good knowledge of control design and root cause analysis including data analysis.
• Have clear and concise verbal and written skills
• Have good organizational skills with an ability to independently manage prioritise work under pressure and meet tight deadlines.
• Be comfortable interacting with and presenting to senior management control functions including internal and external auditors.

Preferred qualifications capabilities and skills

• ACAMS ICA or comparable certification preferred.

Required Experience :

Exec

Key Skills

• Change Management
• Financial Services
• Growing Experience
• Managed Care
• Management Experience
• Analysis Skills
• Senior Leadership
• Performance Management
• Process Management
• Leadership Experience
• negotiation
• Analytics

Employment Type : Full-Time

Experience : years

Vacancy : 1