MiFID Compliance Advisor – London Hybrid

Marsh; Greater London; Hybrid; GBP 55,000 - 85,000; Full time

Benefits offered by this job

Hybrid work model

Wellbeing support

Job summary

Marsh is seeking a Compliance Analyst for our London-based Compliance Advisory team, supporting the Direct Investment Unit. The role collaborates across Investments, Compliance and Legal to deliver regulatory guidance and governance in a MiFID-regulated environment.

You will help strengthen the compliance framework by developing policies, conducting monitoring, and supporting regulatory change initiatives in a hybrid London office, with at least three days on-site per week.

Qualifications

• University degree or equivalent professional experience.
• Experience in a UK MiFID-regulated firm is required.
• Strong understanding of UK regulatory landscape and practical interpretation of rules.
• Experience supporting monitoring, advisory, policy governance or risk oversight.

Responsibilities

• Provide day-to-day compliance advice and regulatory guidance for the Direct Investment Unit.
• Maintain compliance registers and contribute to first-line oversight.
• Develop and maintain compliance policies, manuals, procedures and training materials.
• Undertake compliance monitoring activities to assess regulatory adherence and internal controls.
• Oversee call recording processes with business and technology teams; escalate issues where needed.
• Build trusted relationships and provide risk-based compliance support to the business.
• Support identification, assessment and management of compliance risks and incidents.
• Monitor regulatory developments and assist with regulatory change implementation.

Skills

Compliance

Regulatory knowledge

Regulatory monitoring

Stakeholder management

Communication

Education

University degree

Job description

Marsh is seeking a Compliance Analyst for our London-based Compliance Advisory team, supporting the Direct Investment Unit. The role collaborates across Investments, Compliance and Legal to deliver regulatory guidance and governance in a MiFID-regulated environment.

You will help strengthen the compliance framework by developing policies, conducting monitoring, and supporting regulatory change initiatives in a hybrid London office, with at least three days on-site per week.