Markets Operations Compliance - Vice President

06500 Citigroup Global Markets Limited; Greater London; Hybrid; GBP 125,000 - 150,000; Full time

Job summary

A global financial institution is seeking a Product Officer to join their Independent Compliance Risk Management team. The successful candidate will assist in compliance strategies and risk management, work collaboratively across functions, and possess strong analytical and interpersonal skills. The role offers a competitive salary, a generous holiday allowance, and a flexible hybrid work model with additional benefits.

Benefits

Generous holiday allowance

Annual performance-related bonus

Private medical insurance

Employee Assistance Program

Pension Plan

Paid Parental Leave

Exclusive employee discounts

Learning and development resources

Qualifications

• Previous experience within similar role within financial services.
• Experience within Markets Compliance function is required.
• Understanding of compliance policies and procedures.

Responsibilities

• Monitor compliance risk behaviors and advice.
• Assist in regulatory inquiries and examinations.
• Collaborate with internal areas on compliance issues.

Skills

Strong knowledge of Compliance laws

Advanced analytical skills

Strong written and verbal communication

Project management skills

Interpersonal skills

Proficient in MS Office

Self-starter

Education

Bachelor’s degree in compliance or related field

Advanced degree preferred

Job description

Excited to grow your career?

Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management (ICRM) Markets.

By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.

Team / Role Overview

The role holder will serve as a Product Officer responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply ICRM program solutions that meet the ICRM Markets function and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviours and providing day-to-day Compliance advice relating to the supported function / business / product and guidance on function / business / product rules / laws and interpretation on internal policies and procedures.

What you will do

• Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
• Providing guidance on rules and regulations relating to function / business / product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.
• Assisting with regulatory inquiries and / or examinations. This may include coordination with regulators and other parties.
• Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In‑Business Risk to address compliance issues which may impact the supported function / business / product.
• Assisting in the development and administration of Compliance training for the supported function / business / product.
• Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency.

What we will need from you

• Previous experience within similar role within financial services
• Previous experience within Markets Compliance function.
• Strong knowledge of Compliance laws, rules, regulations, risks and typologies
• Must be a self‑starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong written and verbal communication and interpersonal skills
• Ability to both work collaboratively and independently; ability to navigate a complex organization
• Advanced analytical skills
• Excellent project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Demonstrated knowledge in area of focus
• Relevant certifications desirable

Education

Bachelor’s degree; experience in compliance, legal or other control‑related function in the financial services firm, regulatory organization, or legal / consulting firm, or a combination thereof; strong working knowledge of function / business / product supported and the related operations and financial requirements; Advanced degree preferred

What we can offer you

By joining Citi London, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (annually reviewed), and enjoy a whole host of additional benefits such as :

• Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure.
• A discretional annual performance related bonus
• Private medical insurance packages to suit your personal circumstances.
• Employee Assistance Program
• Pension Plan
• Paid Parental Leave
• Exclusive discounts for employees, family, and friends
• Access to an array of learning and development resources

Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to energised to join us, motivated to stay, and empowered to thrive.

Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities.

Job Family Group : Compliance

Job Family : Business Compliance Risk Management

Time Type : Full time