Manager, Process and Controls - Wealth Asset Management

Ernst & Young Advisory Services Sdn Bhd; City Of London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading professional services firm in London is looking for a Manager, Process and Controls specializing in Wealth Asset Management. The ideal candidate will have significant experience in internal audit and risk management, along with strong client relationship skills. This role offers a competitive compensation package and opportunities for career development within a supportive environment.

Benefits

Competitive remuneration package

Flexible working support

Career development opportunities

Qualifications

• 5-6 years experience in internal audit or financial services.
• Solid understanding of financial services regulatory topics.
• Experience with IT software platforms used in audits.

Responsibilities

• Plan and deliver internal audit and controls engagements.
• Manage client relationships and expectations.
• Contribute to recruiting and training initiatives.

Skills

Internal audit experience

Risk management

Client relationship management

Effective communication

Regulatory compliance knowledge

Education

Professional qualification

Strong academic record

Tools

Microsoft Word

PowerPoint

Excel

SharePoint

Outlook

Job description

Manager, Process and Controls - Wealth Asset Management

Location: London

At EY, our Internal Audit & Controls team provides confidence to our clients and their stakeholders through the rigorous independent assessment of process and controls.

We have an unparalleled understanding of the evolving requirements and expectations of Internal Audit. EY is the only professional services firm to have supported the development of the UK CIIA FS Code in 2013, and the 2017 and 2024 refresh.

The opportunity

We are looking for driven professionals with a strong background in Financial Services Internal Audit & Controls. This role offers exceptional opportunities for personal growth and advancement, enhancing your wider business knowledge, and to build internal and external relationships across disciplines and borders.

Candidates must have experience of working in internal audit, risk and / or controls projects either as an internal auditor / advisor at a professional service firm and / or within an in-house Internal Audit function within industry.

Your key responsibilities

EY’s Internal Audit & Controls team works with clients to provide assurance that an organisation’s business activities are operating effectively in addressing these challenges.

As part of the FSO Consulting team you will manage and work on teams with responsibility for building client relationships, and ensuring the overall execution of projects, under the guidance and direction of Senior Managers, Directors and Partners.

• Planning and delivering internal audit and controls engagements that meet clients’ needs and expectations.
• Managing day-to-day client relationships and expectations by delivering value and providing knowledge and insight for improving their business.
• Ensuring client deliverables meet with internal Service Quality Standards and are ready for Partner review.
• Maintaining active communication with both partners/directors and clients to manage expectations and ensure client satisfaction.
• Understanding our service offerings and actively identify opportunities to better serve clients.
• Assisting partners/directors with generating new business opportunities and building client networks and relationships.
• Contributing to Thought Leadership articles published internally and externally.
• Contributing to people initiatives including recruiting, retaining and training colleagues.
• Assisting partners/directors with the development of client proposals and engagement contracts
• Overseeing and coaching junior colleagues

To qualify for the role you must have some or all of the following:

• Strong academic record with a professional qualification being advantageous.
• Ideally 5-6 years track record of delivering controls, risk, regulatory or internal audit assessment reviews in practice or across financial services industry.
• Solid understanding and experience of regulation and compliance hot topics in the financial services sector.
• Experience of performing reviews against regulatory requirements and expectations
• Good understanding and experience of using standard IT platforms and software packages, such as Microsoft Word, PowerPoint, Excel, SharePoint and Outlook.
• Be an effective communicator and able to deal with outward-facing client management on projects.
• Be able to support, coach and mentor more junior members of the team to build the wider skill set of the team.
• Be commercially savvy and able to collaboratively engage in discussions on future market trends and what this may mean for our clients.
• Be a problem solver; tailoring what you have learnt from your experiences to date to different client problems to help design and implement the solution.

What working at EY offers

We offer a competitive remuneration package where you’ll be rewarded for your individual and team performance. Our comprehensive Total Rewards package includes support for flexible working and career development, and with FlexEY you can select benefits that suit your needs, covering holidays, health and well-being, insurance, savings and a wide range of discounts, offers and promotions.

• Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
• Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
• Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
• Diverse and inclusive culture: You’ll be embraced for who you are and empowered to use your voice to help others find theirs.