Manager, Investment Management and Wealth Risk & Compliance

DELOITTE LLP; City Of London; On-site; GBP 100,000 - 125,000; Full time

Job summary

A leading advisory firm in the UK seeks candidates to join their Investment Management and Wealth advisory team. In this role, you will provide clients with technical and strategic advice on operational risk challenges and compliance. The ideal applicant has a solid understanding of UK regulatory requirements, experience in risk management, and excellent communication skills. This is a unique opportunity to influence the firm's business and personal development in a dynamic environment.

Qualifications

• Proven track record in understanding and interpreting regulation.
• Experience in consulting, compliance, regulatory operations, or business analysis.
• Good understanding of UK regulatory requirements for investment firms.

Responsibilities

• Provide high-quality consulting advice on risk and regulatory matters.
• Help clients design effective control frameworks.
• Support the analysis of regulatory developments' impacts.

Skills

Understanding of regulation

Risk management frameworks

Excellent communication skills

Entrepreneurial mindset

Education

Degree or relevant professional qualification

Job description

Overview

The ever-changing complexity of the regulatory and business environment in the Investment Management and Wealth (IMW) sector requires technical excellence and ingenuity to solve the issues currently facing the industry.

To respond to the challenge that the industry presents, we are growing our IMW advisory team. We are looking for talented individuals to work with us to provide our clients with strategic and transformative advice in relation to risk and compliance matters.

As a member of our team, you will have exceptional opportunities to operate in a multitude of capacities, including helping to shape the future of the business, as well as working with world-class clients in an advisory role. You will also have the freedom to influence the way we work and shape your personal development.

Responsibilities

The main responsibility of the role will be to help clients anticipate and understand operational risk challenges, regulatory change, and compliance responsibilities. You will provide technical advice to allow clients to implement sustainable solutions to meet the challenges they face.

• Providing high-quality consulting advice and helping clients anticipate and understand risk and regulatory matters.
• Helping clients understand the regulatory environment in which they operate to design effective control frameworks.
• Supporting the analysis of the regulatory pipeline and understanding the potential impact of regulatory developments on our clients' businesses.
• Helping to shape and grow the business through proposition development, writing eminence pieces, and participating in industry forums.
• Having a clear understanding of the firm's commitment to creating a more inclusive culture.

Requirements

• A proven track record in understanding and interpreting regulation and implementing solutions to address risk and compliance requirements.
• A proven track record within the sector with exposure to risk management frameworks, processes, and methodologies as they apply within the IMW sector.
• A good understanding of UK regulatory requirements and expectations in relation to risk management for investment firms, fund management companies, wealth managers, and investment advisors.
• Experience in a consulting, in-house compliance, regulatory operations, or business analyst role or equivalent.
• A good understanding of control frameworks and their practical implementation across various functions and businesses within the IMW sector.
• An awareness of developments in the IMW sector and their implications on evolving demands and expectations on risk management functions.
• Excellent presentation and communication skills with experience facing external clients or internal stakeholders.
• An entrepreneurial mindset and aptitude for developing sales opportunities with clients.
• A degree and/or relevant professional qualification and/or significant relevant consulting or industry expertise (or equivalent).