IT Risk & Controls Analyst

TP ICAP; Greater London; On-site; GBP 70,000 - 110,000; Full time

Job summary

TP ICAP is seeking an experienced IT Risk & Controls professional to oversee global risk governance and control oversight from its London base. The role reports to the Head of IT Risk Management & Controls, EMEA, and supports the enterprise risk framework across the firm.

You will coordinate risk reporting, policy governance, and risk forums, while ensuring timely control attestations and remediation across regions.

Qualifications

• Adequate IT Risk & Controls experience in a risk/compliance context.
• Experience interacting with senior stakeholders and regulators/auditors is a plus.
• Strong written and verbal communication with attention to detail.

Responsibilities

• Support the implementation of the IT risk management framework globally.
• Provide risk reporting for core IT processes and KPI/KRI reporting.
• Ensure Technology policies comply with group standards and governance bodies.
• Prepare and support the Technology Risk Forum and regional risk committees.
• Maintain the risk register with control requirements, attestations and issue-action tracking.
• Support management of control development, attestations and remediation plans.
• Develop and enhance tools to demonstrate controls oversight within the 1st Line of Defence.
• Assist internal and external Technology audits with prep, remediation, validation and responses.

Skills

IT Risk & Controls

Risk management

Communication skills

Analytical ability

Job description

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview

Reporting to the Head of IT Risk Management & Controls, EMEA, this job role provides management oversight and governance of Technology Risks and Controls globally as required by the firms Enterprise Risk Management Framework.

Role Responsibilities

• Support the implementation of the IT risk management framework and process through supporting the implementation of the firm’s Enhanced Risk Management Framework (ERMF) globally
• Support risk reporting for core IT processes and provide regular group risk reports covering these KPIs/KRIs globally
• Maintain and ensure Technology policies comply with Group standards and ensure policy amendments/changes are carried out in accordance the relevant governance bodies
• Prepare and support the Technology Risk Forum as part of risk governance structure and provide support to the regional Risk Committees for Technology owned data
• Maintain the risk register (Riskonnect) with control requirements, control attestations, control assurance, issue-action and event management for the function and to appropriate stakeholders and risk owners
• Support the management of controls development, attestation, remediation plans and assurance program to demonstrate oversight and management of key controls
• Support and partner to develop new & enhance existing tools to demonstrate controls oversight within the 1st Line of Defence
• Support internal & external Technology audits with preparation, remediation, validation and management response

Experience / Competences

Essential

• Adequate IT Risk & Control experience/exposure in Operational Risk environment
• Proven and demonstratable capabilities, result driven and team orientated qualities
• Good understanding of Technology function and operation
• Takes ownership / accountability of tasks and drives them to completion
• Meticulous, strong attention to quality and accuracy
• Good written and verbal communication skills
• Ability to work in a dynamic, competitive fast paced or pressured environment
• Good verbal and non-verbal skills, including ability to draft correspondence on behalf of senior leaders, and knowledge of etiquette for formal correspondence
• Ability to communicate effectively and efficiently with internal and external stakeholders
• Ability to demonstrate honesty, integrity and professionalism (aligned to company values and principles).
• Effective strong analytical ability and problem-solving skills

Desired

• Proven track record working in Risk Management / LOD / IT functions
• Proven track record working with regulators / auditors
• Thorough understanding and implementation experience of IT Risk and Control frameworks
• Knowledge and working experience of control testing / assurance / managing audits
• Ability to develop and present management summary concisely and succinctly
• Client focused, personable with the ability to develop strong working relationships at all levels
• Innovative, solution orientated - not just present the problem, offers and adapts solutions for Technology (right size)
• Constructively challenges where appropriate
• Seeks opportunities for continuous improvement to achieve ‘best in class

Job Band & Level

• Professional / 5

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location

UK - 135 Bishopsgate - London