Investment Compliance Officer (12-month FTC)

Willow Resourcing; United Kingdom; Remote; GBP 50,000 - 65,000; Full time

Job summary

A leading firm is seeking an Investment Compliance Officer for a 12-month FTC to support the launch of a new investment platform. The role offers the benefits of permanency, including a bonus and flexible remote working, while requiring expertise in MiFID and CASS regulations.

Qualifications

• Experienced Compliance specialist in investment management.
• Expertise in MiFID / MiFIDPRU and CASS regulations.
• Ability to analyze and interpret legislation and guidance.

Responsibilities

• Identify and assess regulatory changes from the FCA and PRA.
• Update and implement new policies due to regulatory changes.
• Provide advice on regulatory matters and review financial promotions.

Skills

Knowledge of MiFID regulations

Knowledge of CASS regulations

Regulatory assessment

Analytical skills

Decision-making skills

Job description

Investment Compliance Officer (12-month FTC)

Why not buy yourself some time in your search for your next permanent Compliance role?

And get some excellent experience in the process, whilst also having the flexibility to work from home.

You’ll be working for a very well-established, successful business that’s launching a new investment management platform, and needs your expertise to help them do so.

This is an initial 12-month Fixed Term Contract that comes with all the employee benefits of a permanent role, including bonus, pension and holiday entitlement.

Using your excellent working knowledge of MiFID and/or CASS regulations, you’ll support in the identification and assessment of regulatory changes, developments and announcements from the FCA and PRA that impact investment management and the distribution of investment products.

You’ll play an active role in updating and implementing new policies and procedures as a result of regulatory changes and communicate the details effectively to the business.

In addition, you’ll provide advice and guidance on regulatory and technical matters across the Group and contribute to the review and sign-off of financial promotions and other customer-facing documentation.

You’ll be an experienced Compliance specialist from the investment management arena, with a good working knowledge of MiFID / MiFIDPRU and/or CASS regulations. You’ll have the ability to analyse and interpret legislation, regulation and industry guidance, and exercise sound judgement and decision-making in the application of regulatory and technical standards.

Interested?

Click apply.

Not got an up to date CV?

Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [e-mail]. We’ll pick it up from there.

Company: Well-established FS firm launching new investment platform

Location: United Kingdom

Workplace: Remote Working

Reference: 415216

To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to [e-mail] quoting reference 415216 .

Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.