Investment Associate: Client & IFA Growth

Seven Investment Management; Greater London; On-site; GBP 42,000 - 65,000; Full time

Job summary

Seven Investment Management seeks an Investment Associate to support Investment Directors with servicing qualified IFAs and clients in its RIS and Discretionary services. You will manage cash reconciliations, transfers, and portfolio activities within a regional panel.

As you gain experience, you’ll be the go-to contact for client/IFA queries, assist in annual reviews, and help drive new business and revenue targets while adhering to FCA Consumer Duty principles.

Qualifications

• Experience with discretionary investment administration and tax wrappers preferred.
• Familiarity with Pershing systems and general office administration is advantageous.
• Ability to input and manage detailed data across multiple screens and software.

Responsibilities

• Provide daily investment support including cash reconciliations, client/IFA queries, and payments.
• Be the first point of contact for client and IFA queries as you gain experience.
• Oversee asset setup/transfer for new Discretionary/RIS clients and wind down processes.
• Perform portfolio restructuring and investment phasing work with IDs.
• Assist preparation for annual client reviews and produce related documentation.
• Support annual CGT/ISA tasks and assist with new business meetings and proposals.
• Contribute to CRM/Lynx updates, regulatory training, and compliance with SMCR rules.

Skills

Attention to detail

Relationship building

Portfolio analysis

CRM systems

Cash reconciliations

Data entry

MS Office

Education

CISI IAD Level 4

Job description

Seven Investment Management seeks an Investment Associate to support Investment Directors with servicing qualified IFAs and clients in its RIS and Discretionary services. You will manage cash reconciliations, transfers, and portfolio activities within a regional panel.

As you gain experience, you’ll be the go-to contact for client/IFA queries, assist in annual reviews, and help drive new business and revenue targets while adhering to FCA Consumer Duty principles.