Internal Auditor, Institutional Securities, Director (AVP equivalent)

Morgan-Stanley; Greater London; On-site; GBP 90,000 - 150,000; Full time

Job summary

Morgan Stanley in London is seeking a Director to join the Internal Audit Division's Investment Banking and Capital Markets Audit Team. You will lead audits, assess the control environment, and communicate key risks to stakeholders across front, middle, and back offices.

The role requires 6–7 years of relevant experience, strong regulatory knowledge, and the ability to manage multiple deliverables while developing peers. The firm emphasizes inclusion and flexible work opportunities.

Qualifications

• Minimum 6–7 years of relevant internal audit experience.
• Strong understanding of investment banking and global capital markets.
• Proficiency in audit methodology and testing; ability to lead large assurance projects.

Responsibilities

• Lead and execute audits, continuous monitoring, and closure verification.
• Identify risks and prioritize coverage areas across front, middle, and back offices.
• Manage multiple deliverables and communicate findings clearly to stakeholders.
• Mentor and train peers to develop the team’s capabilities.

Skills

Audit leadership

Risk assessments

Stakeholder management

Data analysis

Regulatory knowledge

Education

Bachelor's degree in finance or accounting

Tools

Audit software

Job description

Internal Auditor, Institutional Securities, Director (AVP equivalent)LONDONJR045394We're seeking someone to join our team as a Director in the Investment Banking and Capital Markets Audit Team, located in London.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes.This is a Director position within the Business Audit family, which is responsible for inspecting controls in front, middle and back offices.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.What you’ll do in the role:•Help identify risk and impact to relevant coverage area to prioritize areas of focus•Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment•Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner•Assist in managing multiple deliverables in line with team priorities•Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peersWhat you’ll bring to the role:•At least 6-7 years' relevant experience would generally be expected to find the skills required for this role•Understanding of business line and key regulations relevant to Investment Banking and Global Capital Markets•Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)•Ability to identify and analyze multiple data sources to inform point of view•Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly•A commitment to practicing inclusive behaviorsUnfortunately we’re unable to provide visa sponsorship for this role. We would only be able to offer you this role if you can demonstrate proof of Right to Work in the UK.WHAT YOU CAN EXPECT FROM MORGAN STANLEY:At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.Certified Persons Regulatory Requirements:If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.Flexible work statementInterested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo .