Intermediary Risk & Oversight Analyst

CLOSE BROTHERS; Greater London; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading UK merchant banking group seeks a candidate to join their Premium Finance Team in London. This role focuses on ensuring regulatory compliance and includes tasks like broker oversight and data analysis, requiring excellent attention to detail and strong relationship-building skills. The ideal candidate will have experience in managing relationships, communication, and documentation effectively. Flexible working options are available, with a commitment to inclusivity and diversity in the recruitment process.

Benefits

Private medical

Discounted health checks

Stakeholder pension contribution

Cycle to work scheme

Gym discounts

Purchase additional holiday

Qualifications

• Ability to handle difficult conversations in a face-to-face environment.
• Ability to handle stressful situations in a calm professional manner.
• Organizational skills are paramount in managing multiple tasks.

Responsibilities

• Administer broker oversight audit including risk assessments.
• Administer the Brokers of Concern process and investigations.
• Effective documentation and management of follow-up actions.
• Produce data analysis for senior stakeholders on brokers.
• Support the Senior Analyst in coordinating high-risk concerns.
• Prepare training documents and deliver training to the business.
• Engage regularly with key business functions to ensure consistency.

Skills

Strong relationship building and management skills

Strong communication skills

Effective root cause analysis skills

Strong attention to detail

Ability to manage own diary and time

Conflict handling skills

Competent in Microsoft Excel, Word and PowerPoint

Job description

A leading UK merchant banking group seeks a candidate to join their Premium Finance Team in London. This role focuses on ensuring regulatory compliance and includes tasks like broker oversight and data analysis, requiring excellent attention to detail and strong relationship-building skills. The ideal candidate will have experience in managing relationships, communication, and documentation effectively. Flexible working options are available, with a commitment to inclusivity and diversity in the recruitment process.