Interim Compliance Manager

Square 4 Partners; Bracknell; On-site; GBP 50,000 - 75,000; Full time

Job summary

A leading compliance consultancy in the UK is seeking a Compliance Risk Manager to provide high-quality compliance monitoring and advisory services. The role involves managing compliance activities related to regulatory frameworks, ensuring effective communication with senior management, and producing timely reports. The ideal candidate has expertise in risk management and compliance and excellent presentation skills. This full-time position emphasizes proactive regulatory updates and guidance.

Qualifications

• Experience in second line compliance activities.
• Strong understanding of regulatory requirements.
• Ability to prepare timely management information.

Responsibilities

• Deliver high-quality compliance monitoring activities.
• Conduct 2nd line QA and outcomes testing.
• Provide guidance on regulatory issues.

Skills

Working knowledge of FCA regulatory framework

Effective communication

Excellent presentation skills

Risk Management

Compliance Monitoring

Compliance Advisory

Job description

Job Description

Working in the Risk and Compliance Department providing Second line of defense to the business and reporting into the Compliance and Risk Department Manager

Responsibilities will include Compliance Monitoring, Compliance Advisory and Risk Management including providing senior management with timely, accurate and focused information and reporting

Requires working knowledge of the FCA regulatory framework, be an effective communicator at all levels with excellent presentation skills

Role Description

Responsible for the delivery of high-quality risk-based Compliance monitoring activities across the business.

Activities include regular 2nd line QA and Outcomes testing plus desk-based sample reviews to test both compliance with regulation/legislation to ensure the delivery of good customer outcomes are being achieved

Production of timely management information for submission to monthly Risk and Compliance Committee

Provide guidance to management and other departments on regulatory issues and compliance matters

Advise on and help develop the financial crime framework to ensure it aligns with all legal and regulatory requirements

Conduct Horizon scanning and for Senior Management to identify regulatory announcements and upcoming changes

Compiling briefing notes covering key regulatory updates and announcements for senior management

Maintaining a working knowledge of the regulatory environment to ensure proactive communication, intervention and countermeasures are timely and effective