Head of Conduct Regulation (Operations) – 28652

The Emerald Group; Stratford-upon-Avon; On-site; GBP 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Head of Conduct Regulation to spearhead the FCA Conduct Regulation and Financial Crime strategy. In this pivotal role, you will shape regulatory strategies, ensure compliance with FCA regulations, and manage stakeholder relationships effectively. Your expertise will guide the organization in navigating complex regulatory landscapes, while your leadership will foster a culture of compliance and risk management. If you are passionate about making a significant impact in the financial services sector, this is an exceptional opportunity to advance your career.

Qualifications

• Professional qualification in a relevant discipline such as ACII or Financial Crime Diploma.
• Significant Senior Management experience in regulatory or compliance roles.

Responsibilities

• Define and develop FCA Conduct Regulation and Financial Crime strategy.
• Lead compliance consultancy and financial crime planning.

Skills

Regulatory Strategy Development

Stakeholder Management

FCA Regulations Interpretation

Financial Crime Prevention

Education

Chartered Insurance Institute (ACII)

Financial Crime Diploma

Job description

As Head of Conduct Regulation (Operations), you will play a crucial role in setting and delivering the FCA Conduct Regulation and Financial Crime strategy, ensuring alignment with business risk appetite and regulatory standards.

• Category: Operations
• Type: Permanent

Key Duties (Including but not limited to):

• Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director
• Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices
• Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes
• Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making
• Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
• Significant Senior Management experience in a regulatory or compliance role within financial services/insurance
• Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
• Experience in financial crime prevention and risk management within insurance or financial services.
• Ability to interpret and apply FCA Handbook requirements to business operations.