Head of Compliance & MLRO, Funds & Asset Mgmt

Compliance Professionals; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading compliance service provider in the UK is looking for a candidate to oversee compliance and MLRO responsibilities, develop control systems, and manage client reviews. The ideal candidate will have Appointed Representative experience and a background in fund management to enhance the company’s systems and profitability. This key position promises a dynamic work environment and significant responsibilities.

Qualifications

• Must have Appointed Representative experience.
• Fund/Asset management background required.
• Experience in developing control systems essential.

Responsibilities

• Oversee compliance and MLRO responsibilities.
• Work with COO on control systems implementation.
• Manage financial promotions for funds and clients.

Skills

Compliance oversight

Monitoring

Client reviews management

Pipeline development

Job description

A leading compliance service provider in the UK is looking for a candidate to oversee compliance and MLRO responsibilities, develop control systems, and manage client reviews. The ideal candidate will have Appointed Representative experience and a background in fund management to enhance the company’s systems and profitability. This key position promises a dynamic work environment and significant responsibilities.