Head Of Compliance

Career Assist; United Kingdom; Remote; GBP 50,000 - 65,000; Full time

Job summary

A FCA-regulated brokerage is seeking a Head of Compliance to lead their compliance framework. This fully remote role offers a salary between £50,000 and £65,000, and is perfect for an experienced compliance professional looking for real ownership in a forward-thinking firm. Responsibilities include overseeing compliance regulations, advising management, and conducting internal reviews. Ideal candidates will have strong FCA knowledge and excellent communication skills.

Qualifications

• Proven experience in a compliance leadership role.
• Experience within a brokerage or financial services environment.
• Comfortable working independently in a remote setting.

Responsibilities

• Oversee the firm's compliance framework in line with FCA regulations.
• Act as primary contact for all regulatory matters.
• Advise senior management on compliance obligations.

Skills

Strong understanding of FCA rules and regulations

Excellent communication skills

Ability to work independently

Job description

Overview

Head of Compliance - FCA Regulated Broker (Fully Remote)

Salary: £50,000 - £65,000 per annum

Location: Fully Remote (UK-based only)

We're supporting a growing FCA-regulated brokerage in their search for a Head of Compliance to lead and enhance their compliance framework as they continue to expand. This is a fantastic opportunity for an experienced compliance professional looking to take ownership of the function within a forward-thinking, flexible business.

Responsibilities

• Oversee and maintain the firm's compliance framework in line with FCA regulations.
• Act as the primary contact for all regulatory matters, including reporting, policy development, and FCA communications.
• Advise senior management on compliance obligations and emerging regulatory risks.
• Conduct internal reviews, risk assessments, and compliance monitoring activities.
• Provide training and guidance to the wider team to foster a culture of compliance.

About You

• Strong understanding of FCA rules and regulations, ideally within a brokerage or financial services environment.
• Proven experience in a compliance leadership role (e.g., Compliance Manager, Deputy Head of Compliance, CF10/SMF16).
• Excellent communication skills with the ability to influence at senior level.
• Comfortable working independently in a remote environment.

What’s on Offer

• Salary between £50,000 and £65,000 (DOE).
• Fully remote working within the UK.
• Supportive, collaborative culture with real autonomy in shaping compliance strategy.

If you're an experienced compliance professional ready to take the next step and lead within a regulated, ambitious firm — we'd love to hear from you