Global Markets Internal Auditor — Data-Driven Controls

Goldman Sachs; Greater London; On-site; GBP 90,000 - 130,000; Full time

Job summary

Goldman Sachs is seeking an Internal Audit professional to join the Global Markets audit team in the UK. The role focuses on auditing Global Markets products and supporting functions and involves close collaboration with IA and senior management.

You will leverage data analytics/CAAT tools to support audits, perform risk-based testing, and develop actionable control recommendations. The position offers exposure to diverse markets and a strong compliance culture within a leading investment bank.

Qualifications

• Approximately 7+ years of auditing controls experience in IA, consulting, regulatory body or related control function.
• Project management experience with oversight of junior staff.
• Thorough understanding of Market, Credit, Liquidity, Operational and Model Risk Management.
• Knowledge of financial markets rules and regulations (CFTC, FINRA, Volcker, SEC).
• Team-oriented with ownership and accountability and ability to work with minimal supervision.
• Strong multitasking and time-management abilities.
• Relevant certifications such as ACA, CAMS, CIA, CFA are a plus.
• Graduate degree preferred; related fields considered.

Responsibilities

• Collaborate across IA Global Markets, IA and Goldman Sachs.
• Develop and maintain an in-depth understanding of Global Markets, its products, and supporting functions.
• Use and develop data analytics/CAAT tools to assist audits and risk assessment.
• Assist in scoping, planning, fieldwork and reporting of audits.
• Conduct walkthroughs with stakeholders and present results to management.
• Execute audit testing to ensure quality and focus of fieldwork.
• Identify risks and recommend improvements to the control environment.
• Draft audit conclusions and findings for senior management and stakeholders.
• Follow-up on open audit issues and resolution.
• Contribute to department-wide initiatives to improve Internal Audit's processes.

Skills

Auditing proficiency

Risk Management

Project management

Stakeholder collaboration

Analytical skills

Financial markets knowledge

Education

Graduate degree in related subject

Tools

DA / CAAT tools

Job description

Goldman Sachs is seeking an Internal Audit professional to join the Global Markets audit team in the UK. The role focuses on auditing Global Markets products and supporting functions and involves close collaboration with IA and senior management.

You will leverage data analytics/CAAT tools to support audits, perform risk-based testing, and develop actionable control recommendations. The position offers exposure to diverse markets and a strong compliance culture within a leading investment bank.