Global Markets Audit Specialist

NACBA; Greater London; Hybrid; GBP 95,000 - 120,000; Full time

Job summary

Goldman Sachs is seeking an Internal Audit professional to join the Global Markets IA team in Birmingham. The role audits Global Markets products across Fixed Income and Equities and supports EMEA functions.

The candidate should have 7+ years' auditing experience, strong risk management knowledge, and be able to lead junior staff and deliver high-quality audits across the organization.

Qualifications

• Approximately 7 years + of prior experience in auditing controls.
• Project management experience, including oversight and leadership of junior staff
• Thorough understanding of Risk Management (Market, Credit, Liquidity, Operational and Model Risk Management) and financial products
• Knowledge of financial markets rules and regulations (CFTC, FINRA, Volcker, SEC)
• Team-oriented with a strong sense of ownership and accountability and able to work under minimal supervision on individual tasks or on team projects
• Accurate, accountable and able to multitask while managing both time and work load
• Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
• Relevant certification or industry accreditation (e.g., ACA, CAMS, CIA, CFA) is a plus
• Graduate degree, preferably in a related subject, science and humanity degrees as well as more specific accountancy or economics degrees will be considered

Responsibilities

• Collaborate and work as a team across IA Global Markets, IA and Goldman Sachs
• Develop and maintain an in-depth understanding of Global Markets, its products, and supporting functions
• Use and develop data analytics (DA)/computer assisted audit tools and techniques to assist in execution of audits and risk assessment
• Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting
• Performing walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to management
• Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
• Follow-up on open audit issues and their resolution
• Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure

Skills

Auditing controls

Project management

Risk Management

Regulatory knowledge

Team ownership

Multitasking

Analytical skills

Certifications

Education

Graduate degree

Accountancy or economics degree

Job description

Goldman Sachs is seeking an Internal Audit professional to join the Global Markets IA team in Birmingham. The role audits Global Markets products across Fixed Income and Equities and supports EMEA functions.

The candidate should have 7+ years' auditing experience, strong risk management knowledge, and be able to lead junior staff and deliver high-quality audits across the organization.