Global Compliance Manager | FINRA/FCA & KYC/AML Lead

Tangible; City Of London; Remote; GBP 60,000 - 80,000; Full time

Job summary

A growing financial technology company is seeking a Compliance Manager to oversee compliance with US and UK regulations. The ideal candidate should have extensive experience in financial services compliance, particularly with AML and KYC processes, and the ability to design optimal workflows. This full-time role allows for remote work in line with CET hours, fostering a proactive and flexible environment.

Qualifications

• 47 years of experience in compliance, legal, or regulatory roles.
• Strong knowledge of FINRA and FCA frameworks.
• Expertise in AML / KYC processes.

Responsibilities

• Lead and refine KYC / AML onboarding processes.
• Coordinate with compliance partners to review and approve documentation.
• Maintain compliance with FINRA and FCA.
• Advise Operations, HR, and Finance on compliance integration.

Skills

AML / KYC processes

Regulatory compliance

Problem-solving skills

Organizational skills

Job description

A growing financial technology company is seeking a Compliance Manager to oversee compliance with US and UK regulations. The ideal candidate should have extensive experience in financial services compliance, particularly with AML and KYC processes, and the ability to design optimal workflows. This full-time role allows for remote work in line with CET hours, fostering a proactive and flexible environment.