Financial Crime Monitoring and Assurance Consultant

M&G plc; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading financial services firm in Greater London is seeking a Financial Crime Monitoring and Assurance Consultant to support the maintenance of the Financial Crime Assurance Framework and execute assurance activities. The ideal candidate must have experience in financial crime and a deep understanding of the associated risks within asset management or insurance sectors. This role will involve quality control checks and independent testing of financial crime controls. Flexible working arrangements are offered.

Qualifications

• Experience within financial crime and understanding of financial crime risks in asset management or insurance.
• Proven record in executing thematic reviews and identifying needs for improvements.

Responsibilities

• Support maintenance of the Financial Crime Assurance Framework.
• Execute financial crime assurance activities globally.
• Conduct independent financial crime controls testing.
• Perform Quality Control checks over financial crime functions.
• Assist in the execution of the assurance plan.

Skills

Financial crime knowledge

Thematic reviews

Job description

Financial Crime Monitoring and Assurance Consultant

Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions.

Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.

Through telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.

We will consider flexible working arrangements for any of our roles and also offer workplace accommodations to ensure you have what you need to effectively deliver in your role.

Financial Crime Responsibilities

• Support the maintenance of the Financial Crime Assurance Framework in line with Risk Management Framework and Assurance Standard.
• Execute financial crime assurance activities over internal and external 2LoD functions and Business Unit 1LoD financial crime functions in the UK and globally, where delegated, in accordance with the annual plan.
• Support execution of independent financial crime controls testing activities over the Group 2LoD Financial Crime controls as part of the risk and controls-self assessment for Group 2LoD Financial Crime.
• Support the execution of Quality Control checks over Group Financial Crime Function and UK 2LoD.
• Support the execution of the assurance plan for 2LoD financial assurance over 1LoD.

Additional Responsibilities

• Other tasks and activities within the scope of your role or team as required from time to time.

Essential Skill Requirements

• Experience within financial crime and being able to demonstrate deep understanding of the financial crime risks inherent in the asset management and or insurance sectors.
• Experienced in executing ongoing thematic reviews on financial crime controls and processes and in identifying improvement needs.