Financial Assurance Adviser - Regulatory Compliance

St. James’s Place; Bristol; Hybrid; GBP 30,000 - 50,000; Full time

Benefits offered by this job

Competitive parental leave (26 weeks full pay)

Private medical insurance

10% non-contributory pension

28 days annual leave plus bank holidays

Discretionary annual bonus scheme

Online rewards platform

Job summary

St. James’s Place is seeking an Associate for a 12-month Fixed-Term Contract in Bristol. This role involves undertaking suitability assessments across various business areas submitted by financial advisers.

The ideal candidate will either hold a Level 4 diploma in regulated financial planning or be partway through with relevant experience. Benefits include competitive parental leave, private medical insurance, and a generous annual leave allowance.

Qualifications

• Qualified or part way through qualification in financial planning.
• Experience in financial services.
• Ability to demonstrate technical knowledge.

Responsibilities

• Apply technical knowledge to suitability reviews.
• Provide feedback to the Partnership.
• Act as a subject matter expert.
• Advise on trends from case checking.
• Support colleagues through teamwork.

Skills

Attention to detail

Strong written communication skills

Financial services experience

Education

Level 4 diploma in regulated financial planning (DipPFS)

Job description

St. James’s Place is seeking an Associate for a 12-month Fixed-Term Contract in Bristol. This role involves undertaking suitability assessments across various business areas submitted by financial advisers.

The ideal candidate will either hold a Level 4 diploma in regulated financial planning or be partway through with relevant experience. Benefits include competitive parental leave, private medical insurance, and a generous annual leave allowance.