ETF Compliance Advisory Manager

Actus Search

City Of London

Hybride

GBP 90 000 - 120 000

Plein temps

14 jours+

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Résumé du poste

Actus Search is partnering with a leading global asset manager to hire a Compliance Advisory Manager to support its growing ETF business in the EMEA region.

The role is high-visibility and requires collaboration with Product, Distribution, Investments, Legal and Compliance to provide pragmatic, commercially focused compliance advice across the ETF lifecycle. The position is hybrid in London.

Qualifications

  • Experience as Compliance Advisory within asset management.
  • Experience across ETFs, UCITS or product advisory.
  • Strong understanding of fund structures and investment fund regulation.
  • Stakeholder management with pragmatic, commercial guidance.

Responsabilités

  • Act as a trusted Compliance Advisory partner to the EMEA ETF business.
  • Review new ETF proposals and advise on compliance through launch.
  • Support changes to existing products, including governance and regulatory implications.
  • Review PRIIPs KIDs and other investor-facing docs.
  • Assess ETF regulatory developments and translate into business actions.
  • Support regulatory-change implementation, business readiness and training.
  • Promote fair customer outcomes, governance and conflicts management.

Connaissances

Compliance advisory
Asset management
ETFs
UCITS
Stakeholder management
Commercial advice

Description du poste

Compliance Advisory Manager

Location: London

Working pattern: 4 days in office / 1 day from home

We are partnering with a leading global asset manager to hire a Compliance Manager to support its growing EMEA ETF business.

This is a high-visibility advisory role with exposure across the full ETF product lifecycle. You’ll work closely with Product, Distribution, Investments, Legal and Compliance, providing practical, commercially focused compliance advice.

Key responsibilities
  • Act as a trusted Compliance Advisory partner to the EMEA ETF business.
  • Review new ETF proposals and advise on compliance considerations through launch.
  • Support changes to existing products, including product governance and regulatory implications.
  • Review PRIIPs KIDs and other investor-facing product documentation.
  • Assess ETF regulatory developments and translate them into clear business actions.
  • Support regulatory-change implementation, business readiness and stakeholder training.
  • Promote fair customer outcomes, sound governance and effective conflicts management.
What we’re looking for
  • Compliance Advisory experience within asset management
  • Experience across ETFs, UCITS or product advisory
  • Strong understanding of fund structures and investment fund regulation
  • Strong stakeholder management skills and the ability to provide pragmatic, commercial advice

This is an excellent opportunity to join a growing EMEA ETF platform, gain exposure to senior stakeholders and develop deeper specialist expertise within ETF compliance.

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