EMEA Trading Supervisory Management - Senior Associate

J.P. Morgan; City Of London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading financial institution in London is seeking a Trading Supervisory Manager to oversee the wealth management cross-asset trading desks. The ideal candidate will have a university degree, expertise in risk management, and excellent communication skills. Responsibilities include monitoring trading operations, ensuring compliance, and managing audit projects. This role is essential for maintaining high standards in trading desk operations and marketing material approvals.

Qualifications

• Controls related experience within the financial services industry, especially with marketing materials.
• Understanding of wealth management processes and regulatory requirements.
• Ability to work independently and as part of a team.

Responsibilities

• Oversee daily trading desk operations.
• Monitor trading processes for risks and control gaps.
• Review marketing materials for compliance.
• Manage audit projects and communications with business teams.

Skills

Effective communication with trading desk

Risk assessment skills

Project management

Problem solving

Team player

Education

University degree or above

Job description

The Global Wealth Management ("GWM") Supervisory Manager for products ("Trading SM") is responsible for all aspects of sales supervision and risk review for Solutions across all Asset Classes in their assigned regions/teams. The Trading SM coordinates and works closely with Risk, Control, Compliance and Legal on issues that arise in the product teams ("Solutions").

Within strategic projects and initiatives from the business, Trading SM is currently hiring an individual responsible for overseeing the wealth management cross asset trading desks business and operations with exposure to marketing topics as well.

Job responsibilities

• Deals effectively with the trading desk and oversees daily operations
• Identifies potential risk areas and / or control gaps along with daily monitoring of trading and business processes
• Evaluates desk procedures and client communication for appropriateness
• Reviews and approval of daily trade alerts and exception reports for trading desk
• Reviews Marketing Materials to ensure the materials adhere to applicable regulatory requirements and bank policies
• Manages and coordinates projects in relation to business communications by liaising with business and Marketing teams
• Manages audit projects by demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal/external examiners' requests
• University degree or above
• Proficient in both English
• Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
• Understanding of wealth management business including process flows, services, regulatory/control requirements
• Work independently and at the same time act as a good team player
• Problem solving mindset, ability to take initiative to resolve issues

Required qualifications, capabilities and skills

• University degree or above
• Proficient in both English
• Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
• Understanding of wealth management business including process flows, services, regulatory/control requirements
• Work independently and at the same time act as a good team player
• Problem solving mindset, ability to take initiative to resolve issues

Preferred qualifications, capabilities and skills

• Comparable roles, Compliance, Surveillance, Risk/Operational Risk management or Audit experience is preferred