Senior Compliance Manager

Redstone Search Group
GBP 60,000 - 80,000
Job description

Job Description

Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a changing industry.

We are working with a distinguished financial institution in London, looking for a Senior Compliance Manager to oversee the financial and regulatory compliance for their Private Wealth and Institutional Client groups.

Key Responsibilities / Tasks

  • Support the MLRO and Senior Stake Holders of the Bank with upholding the Bank’s financial crime & regulatory compliance, providing advice where needed across a range of related topics including AML and transactions.
  • Monitor and act on trigger events, changes in client data and complete period reviews to ensure all client information is up to date.
  • Identify potential areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
  • Be detail oriented and ensure organisation of your work. Complete tasks in a timely manner, escalating cases to senior management as necessary.
  • Coordinate with other internal departments including the front office & Client Advisory teams to ensure complete client due diligence and KYC checks and that the Client Advisors are kept up to date with necessary regulations.

Key Qualifications / Experience

  • Strong compliance experience across regulatory and financial topics within a Private Bank or Wealth Manager.
  • Strong understanding FCA regulations and guidelines for the 360 degree client lifecycle from account onboarding to transaction monitoring and completing risk reviews.
  • Ability to work independently as a generalist, across a wide range of tasks.
  • Ability to work in a fast paced, dynamic environment and sometimes under high stress.
  • Located in UK or ability to work in the UK.
Get a free, confidential review from a resume expert.
Select file or drag and drop it
Rated “Excellent” based on 6,239 reviews
Free online coaching
Improve your chances of getting that interview invitation!
Be the first to explore new Senior Compliance Manager jobs in London