Senior Compliance Manager

Redstone Search Group
London
GBP 60,000 - 80,000
Job description

Job Description

Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a changing industry.

We are working with a distinguished financial institution in London, looking for a Senior Compliance Manager to oversee the financial and regulatory compliance for their Private Wealth and Institutional Client groups.

Key Responsibilities / Tasks

  • Support the MLRO and Senior Stake Holders of the Bank with upholding the Bank’s financial crime & regulatory compliance, providing advice where needed across a range of related topics including AML and transactions.
  • Monitor and act on trigger events, changes in client data and complete period reviews to ensure all client information is up to date.
  • Identify potential areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
  • Be detail oriented and ensure organisation of your work. Complete tasks in a timely manner, escalating cases to senior management as necessary.
  • Coordinate with other internal departments including the front office & Client Advisory teams to ensure complete client due diligence and KYC checks and that the Client Advisors are kept up to date with necessary regulations.

Key Qualifications / Experience

  • Strong compliance experience across regulatory and financial topics within a Private Bank or Wealth Manager.
  • Strong understanding FCA regulations and guidelines for the 360 degree client lifecycle from account onboarding to transaction monitoring and completing risk reviews.
  • Ability to work independently as a generalist, across a wide range of tasks.
  • Ability to work in a fast paced, dynamic environment and sometimes under high stress.
  • Located in UK or ability to work in the UK.
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