Director - Regulatory Implementation - Sales and Trading

Michael Page; City Of London; On-site; GBP 120,000 - 160,000; Full time

Job summary

A leading Corporate and Investment Bank in London seeks a Director - Regulatory Implementation for managing compliance in Sales and Trading. The ideal candidate will possess extensive experience in risk and compliance within the financial services industry, demonstrating strong analytical and stakeholder management skills. The role offers a competitive salary of £120,000 to £160,000 along with comprehensive benefits and the chance to work on impactful regulatory projects.

Benefits

Comprehensive benefits

Health coverage

Pension plan

High-impact projects

Qualifications

• Extensive experience in risk and compliance within the financial services industry.
• Strong understanding of regulatory requirements affecting sales and trading across multiple financial products.
• Ability to analyze complex regulations and develop practical solutions.

Responsibilities

• Lead implementation of sales and trading regulatory policies.
• Coordinate regulatory assessments across jurisdictions.
• Engage with stakeholders for compliance management.

Skills

Risk and compliance expertise

Understanding of regulatory requirements

Communication skills

Stakeholder management

Analytical skills

Job description

The Director - Regulatory Implementation - Sales and Trading will lead efforts to ensure compliance with regulatory requirements. This role focuses on managing regulatory engagement while supporting the Sales and Trading functions.

This is an opportunity to join a leading Corporate and Investment Bank based in the City of London.

Description

• Sales and Trading Regulatory Policy Implementation
• Regulatory Implementation Assessment
• Co-ordination of Regulatory Co-ordination across Jurisdictions

Profile

A successful Director - Regulatory Implementation - Sales and Trading should have:

• Extensive experience in risk and compliance within the financial services industry.
• A strong understanding of regulatory requirements affecting sales and trading across Equities, Derivatives, Fixed Income and FX products
• Excellent communication and stakeholder management skills.
• The ability to analyse complex regulations and develop practical solutions.

Job Offer

A competitive salary in the range of £120,000 to £160,000, depending on experience.

• Comprehensive benefits, including pension and health coverage.
• A permanent role within a large organisation in the financial services industry.
• Opportunities to work on high-impact regulatory projects in a collaborative environment