Conflicts of Interest Senior Risk & Controls Analyst - 9mth FTC

Prudential Distribution Ltd; Stirling; Híbrido; GBP 60 000 - 75 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Pension up to 18%

Share Save Plan

38 days leave

Time Off Flexibility

Inspiring Families policy

Private Healthcare

Critical Illness

Life Assurance

Family benefits

Resumo da oferta

M&G is seeking an experienced Conflicts of Interest Senior Risk & Controls Analyst on a 9 month fixed-term contract. The role involves leading a strategic review of the COI policy, framework and operating model for Life and PAC, analysing policy requirements, controls and training materials to propose a sustainable, compliant management approach across the business.

You will engage with stakeholders, assess processes, and support workshops to develop robust governance and reporting mechanisms

Qualificações

• Strong risk management, compliance or conflicts of interest background.
• Experience interpreting policies and translating requirements into practical business processes.
• Strong analytical and problem-solving capability.
• Experience conducting policy reviews and identifying improvement opportunities.
• Ability to manage stakeholder relationships and influence audiences.
• Excellent report writing and presentation skills.
• Experience providing data for executive-level papers and recommendations.

Responsabilidades

• Lead strategic review and gap analysis of COI policy, framework and operating model.
• Review current COI policy and supporting framework including management processes.
• Assess policy management, conflict identification, register management and governance.
• Evaluate end-to-end COI processes, controls, reporting and accountability.
• Identify duplication, inefficiencies and gaps to simplify the framework.
• Engage stakeholders across Life, PAC and PLC support functions as needed.
• Support workshops to gather requirements and build consensus.
• Prepare data for governance papers and COI attestation materials.
• Assess COI registers, reporting outputs and assessment methodologies.

Conhecimentos

Risk management

Policy interpretation

Analytical thinking

Policy review

Stakeholder management

Report writing

Executive reporting

Presentation skills

Influencing stakeholders

Descrição da oferta de emprego

The Role:

Conflicts of Interest Senior Risk & Controls Analyst 9 Month Fixed Term Contract

This role provides a unique opportunity to lead a strategic review of the Conflicts of Interest (COI) policy, framework and operating model across Life and PAC. The successful candidate will analyse existing policy requirements, controls, training material and execution approach to recommend and help implement a sustainable and effective approach to the ongoing management, assessment and reporting of Conflicts of Interest. The role will combine policy analysis, risk management and stakeholder engagement to establish a clear model that ensures regulatory compliance whilst supporting effective management of conflicts across the business. The work will support Life and PAC’s in identifying, assessing, managing and reporting Conflicts of Interest and maintain effective controls and governance arrangements

Key Accountabilities

• Strategic Review and Gap Analysis
• Conduct a comprehensive review of the current Conflicts of Interest Policy and supporting framework
• Review and assess existing processes including: Policy management Conflict identification and assessment Register management Reporting and governance Training and awareness Assurance and control effectiveness reviews
• Assess end-to-end COI processes, controls, reporting requirements and accountabilities.
• Identify duplication, inefficiencies, control gaps and opportunities to simplify the framework.
• Evaluate existing resource requirements and ownership responsibilities across Life and PAC stakeholders.
• Engage with stakeholders across Life, PAC and wider PLC support functions where relevant
• Support workshops and working groups to gather requirements and build consensus.
• Support governance forums through preparation of relevant data for inclusion in papers.
• Assess Conflicts registers, reporting outputs and assessment methodologies.
• Evaluate the effectiveness of ongoing review and attestation processes.

Skills & Experience

Essential

• Strong risk management, compliance or conflicts of interest background.
• Experience interpreting policies and translating requirements into practical business processes.
• Strong analytical and problem-solving capability.
• Experience conducting policy reviews and identifying improvement opportunities.
• Ability to manage stakeholder relationships and influence audiences.
• Excellent report writing and presentation skills.
• Experience providing data for executive-level papers and recommendations.

Desirable

• Experience of regulatory compliance, conduct risk or conflicts of interest frameworks.
• Knowledge of FCA handbook.
• Understanding of policy frameworks and risk management frameworks.

Job Level: Experienced Colleague

Location: Kildean, Stirling - hybrid

What we offer:

• A valuable pension scheme of up to 18% (13% made up of employer contributions and 5% employee contributions).
• Access to our Share Save and Share Incentive Plan, alongside financial wellbeing and support services to help give you real confidence to put your money to work.
• Enjoy 38 days annual leave (including bank holidays), with the opportunity to purchase up to five extra days.
• Our Time Off When You Need It policy gives you the flexibility - to balance work and personal commitments.
• Our market-leading Inspiring Families policy includes comprehensive support and paid parental leave covering maternity, adoption, surrogacy, and paternity leave - because supporting families is an important part of our inclusive culture.
• Health & Protection cover includes Private Healthcare, Critical Illness cover and Life Assurance for you, with additional family options - for peace of mind.

To explore more about life at M&G and our full benefits offering, visit Life at M&G

We welcome applications from people of all backgrounds – across gender, ethnicity, age, disability, sexual orientation and more – including neurodivergent individuals, career returners and those with military service experience.

M&G is proud to be Level 3: Disability Confident Leader under the UK Government Disability Confident employer scheme, and we welcome applications from candidates with disabilities and long-term health conditions.

If you would like to participate in the initiative, you will have the opportunity to indicate this on your application. We are committed to providing an inclusive recruitment process. All candidates have the opportunity to request reasonable adjustments when applying. If you need any additional support at any stage, please contact us at: [e-mail]

M&G is a leading international savings and investments business, managing money for around 4.6 million individual clients and more than 900 institutional clients in 38 offices worldwide. As at 31 December 2024, we had £345.9 billion of assets under management and administration.

Our purpose is to give everyone real confidence to put your money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions. Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.