Compliance Monitoring Supervisor

Chase and Holland; Nottingham; On-site; GBP 42,000 - 50,000; Full time

Job summary

A leading financial services business is seeking a Compliance Monitoring Supervisor to manage the compliance monitoring plan while working remotely. The ideal candidate will have QCF Level 4 and strong FCA regulation knowledge. Responsibilities include developing monitoring plans and producing MI reports. Benefits include a salary up to £50,000, generous holiday allowance, and ongoing training.

Benefits

Generous holiday allowance

Pension & life assurance

Ongoing training & development

Qualifications

• Strong knowledge of FCA regulations, AML and financial crime requirements.
• Excellent analytical, reporting, and communication skills.
• Highly organised and confident working independently.

Responsibilities

• Develop and deliver an effective monitoring plan to manage business risk.
• Produce MI reports with recommendations for improvements.
• Lead on annual Consumer Duty reporting.
• Review and approve financial promotions to meet FCA requirements.

Skills

Analytical skills

Reporting skills

Communication skills

Organizational skills

Education

QCF Level 4 (or equivalent)

Job description

Overview

Compliance Monitoring Supervisor - Remote - £50,000 DOE

Chase & Holland are excited to be working with a leading financial services business who are looking to recruit a Compliance Monitoring Supervisor. This is a fantastic opportunity to take ownership of the compliance monitoring plan across the group, ensuring regulatory risks are managed effectively and reported accurately - all while working fully remote.

Benefits

• Salary up to £50,000 DOE
• Fully remote working
• Generous holiday allowance
• Pension & life assurance
• Ongoing training & development

Responsibilities

• Develop and deliver an effective monitoring plan to manage business risk
• Produce MI reports with recommendations for improvements
• Lead on annual Consumer Duty reporting
• Review and approve financial promotions to meet FCA requirements

Qualifications & Experience

• QCF Level 4 (or equivalent)
• Strong knowledge of FCA regulations, AML and financial crime requirements
• Excellent analytical, reporting, and communication skills
• Highly organised and confident working independently

If you are interested in finding out more about this exciting Compliance Monitoring Supervisor opportunity, please click 'apply now'.

Chase & Holland acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. We specialise in finance, supply chain, HR, IT, and office support recruitment and comfortably service Yorkshire, Derbyshire, Nottinghamshire, Leicestershire, Staffordshire, and Lincolnshire