Compliance & Monitoring Officer

Signet Resources; Bracknell; Hybrid; GBP 80,000 - 100,000; Part time

Job summary

A financial services firm in Bracknell is seeking an experienced compliance professional to support the compliance team on a hybrid basis. The role involves ensuring compliance with legal obligations, providing regulatory advice, and conducting monitoring activities. Ideal candidates will have experience within an FCA regulated environment and strong compliance knowledge. This position offers a daily rate of £400 and excellent working conditions.

Benefits

Hybrid working model

Excellent working environment

Qualifications

• Experience working within a compliance and/or risk department of an FCA regulated company.
• Strong understanding of legal and regulatory obligations.

Responsibilities

• Support Compliance Manager in meeting legal and regulatory obligations.
• Provide expert regulatory advice on compliance topics.
• Conduct monitoring and testing activities per compliance plan.
• Produce written reports on compliance assessments.

Skills

Compliance expertise

Risk management knowledge

Regulatory advice

Data Protection knowledge

Job description

Are you a Compliance professional, with experience working within a compliance and / or risk department of a FCA regulated company?

Our financial services client is seeking an experienced compliance professional to join the team near Reading, on a hybrid basis. The compliance team sit within the second line of defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure ongoing compliance with the regulatory framework.

The role is inside IR35 and £400 per day via an umbrella company -hybrid working model -excellent working environment!

Main Responsibilities

• Supporting the Compliance Manager in ensuring that our client meets its legal and regulatory obligations.
• Providing expert regulatory advice and guidance to the business on a range of compliance topics including Consumer Duty, credit broking requirements within the Consumer Credit Sourcebook (CONC), and Data Protection.
• Undertaking monitoring and testing activities in accordance with the annual compliance monitoring plan, to assess the effectiveness of regulatory and conduct risk control processes in place, the level of compliance with regulatory and internal standards, and transactional monitoring of key operational areas such as complaints and Data Subject Access Requests.
• Producing written reports...