Compliance Monitoring Manager - Risk & Controls (Remote)

Timelineapp Tech Limited; Greater London; Hybrid; GBP 90,000 - 130,000; Full time

Benefits offered by this job

Hybrid working

Non-contributory pension

Healthcare insurance

Professional qualifications support

Wellbeing support

Job summary

Timelineapp Tech Limited is seeking an experienced Compliance Monitoring Manager to join the Risk and Compliance team on a permanent basis. The role supports delivery of the Compliance Monitoring Plan (CMP) and sits in the second line of defence, reporting to the Chief Risk and Compliance Officer.

You will design, execute and report on monitoring reviews, ensuring risk-based prioritisation and remediation tracking, while engaging with governance forums and cross-functional stakeholders across

Qualifications

• 6+ years in compliance monitoring roles within FCA-regulated investment firms.
• Experience designing or operating a Compliance Monitoring Plan with risk-based prioritisation.
• Proven ability to produce monitoring reports for committee/Board audiences.
• Strong liaising with governance forums and cross-functional teams.

Responsibilities

• Own design, maintenance and delivery of the Compliance Monitoring Plan.
• Plan and execute monitoring reviews, testing and assurance work.
• Engage with business stakeholders and cross-link with risk activities.
• Track remediation actions and report progress to committees.

Skills

Compliance monitoring

FCA rules knowledge

Reporting to board

Stakeholder engagement

Independent working

Education

ICA / CISI qualifications

Tools

Compliance software

Job description

Timelineapp Tech Limited is seeking an experienced Compliance Monitoring Manager to join the Risk and Compliance team on a permanent basis. The role supports delivery of the Compliance Monitoring Plan (CMP) and sits in the second line of defence, reporting to the Chief Risk and Compliance Officer.

You will design, execute and report on monitoring reviews, ensuring risk-based prioritisation and remediation tracking, while engaging with governance forums and cross-functional stakeholders across