Compliance Monitoring & Assurance Analyst

Equiniti; Leeds; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading credit and analytics platform in the UK is seeking a Compliance Analyst to ensure regulatory effectiveness and provide oversight on compliance matters. The ideal candidate will have a minimum of 2 years of experience in a compliance or risk department and expertise in FCA regulations. Responsibilities include conducting thematic reviews, analyzing risk, and providing critical MI to the Head of Compliance. This role offers competitive benefits including flexible leave and pension contributions.

Benefits

29 days holiday + 8 bank holidays

Annual cash payment for benefits

Life Assurance x4 annual salary

Up to 2 months company sick pay

Pension scheme with matching contributions

Retail discounts through EQ Wins

Paid Parental Leave

Qualifications

• At least 2 years’ experience in a compliance or risk department.
• Subject matter expertise in regulated mortgage sales or FCA regulations.
• Experience communicating to senior stakeholders on compliance matters.

Responsibilities

• Conduct Thematic Reviews to assess regulatory effectiveness.
• Monitor Compliance Inbox and guide on queries.
• Provide MI to the Head of Compliance on assurance outcomes.

Skills

Compliance experience

Risk management

Communication skills

Analytical thinking

Detail-oriented

Relationship building

Education

CeMAP or equivalent

Job description

A leading credit and analytics platform in the UK is seeking a Compliance Analyst to ensure regulatory effectiveness and provide oversight on compliance matters. The ideal candidate will have a minimum of 2 years of experience in a compliance or risk department and expertise in FCA regulations. Responsibilities include conducting thematic reviews, analyzing risk, and providing critical MI to the Head of Compliance. This role offers competitive benefits including flexible leave and pension contributions.