Compliance Manager MLRO SMF16 17

Cameron James; Leatherhead; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A wealth management firm in Surrey is seeking an experienced Senior Compliance Manager to oversee regulatory compliance with a focus on anti-money laundering (AML) and counter-terrorism financing (CTF). This hybrid role offers flexibility in working arrangements and involves ensuring adherence to compliance standards, developing policies, and reporting suspicious activities. Strong expertise in regulatory compliance is required.

Qualifications

• Extensive experience in compliance management, particularly in AML and CTF.
• Strong understanding of regulatory frameworks and laws.
• Ability to communicate complex compliance issues clearly.

Responsibilities

• Ensure adherence to all relevant compliance standards.
• Develop and implement robust compliance policies.
• Monitor and report suspicious activities related to AML and CTF.

Skills

Regulatory compliance expertise

Anti-money laundering (AML) knowledge

Strong communication skills

Audit management

Job description

Formed in the 1980’s to provide independent wealth management advice and a bespoke service for both individual and corporate clients around the world due to continued success in delivering bespoke Wealth Management solutions to their expanding client base, require an Experienced SMF16 / 17 Compliance Manager MLRO for their office in Surrey.

The role can be employed or self employed and WFH or Hybrid.

The Senior Compliance Manager and MLRO is responsible for the company's anti-money laundering (AML) and counter-terrorism financing (CTF) programs and reporting suspicious activities to the authorities.

Compliance Manager

Overall responsibility : Ensures the company adheres to all relevant external and internal rules, such as health and safety, environmental, legal, and ethical standards.

Scope : A broad mandate covering all aspects of regulatory compliance.

Duties : Can include developing internal policies, managing audits, and overseeing overall compliance programs.

Money Laundering Reporting Officer (MLRO)

Specific responsibility : Focuses specifically on anti-money laundering (AML) and counter-terrorism financing (CTF) compliance.

Scope : A narrower, more specialized focus within the broader compliance function.

Duties :

Monitors and reports suspicious a...