Compliance Manager in Tyne & Wear

Energy Jobline CVL; Gateshead; On-site; GBP 60,000 - 85,000; Full time

Job summary

Energy Jobline CVL is seeking a Compliance Manager for a commercial insurance broker. You will support the Head of Compliance and Audit in maintaining a risk-based framework and provide day-to-day leadership.

Based in Gateshead, the role requires substantial FCA-regulated financial services experience, monitoring or assurance reviews, and handling issues to closure. You will oversee appointed representatives, promote good customer outcomes and manage regulatory, conduct, complaints and

Qualifications

• Substantial experience in a compliance, risk, governance or audit role within an FCA-regulated financial services business.
• Experience conducting monitoring or assurance reviews, managing issues to closure and producing management information.
• Full-time role, 9am-5pm, based in Gateshead office.
• Experience in general insurance and/or pure protection is essential.

Responsibilities

• Support Head of Compliance and Audit in maintaining an effective, risk-based compliance framework.
• Provide day-to-day compliance leadership and advice.
• Oversee appointed representatives; promote good customer outcomes; and manage regulatory, conduct, complaints and operational risk matters across the business.

Job description

Our client being a commercial Insurance brokers are looking to hire a Compliance Manager.

The role will be to support the Head of Compliance and Audit in maintaining an effective, risk-based compliance framework; provide day-to-day compliance leadership and advice; oversee appointed representatives; promote good customer outcomes; and manage regulatory, conduct, complaints and operational risk matters across the business.

Must have substantial experience in a compliance, risk, governance or audit role within an FCA-regulated financial services business, conducting monitoring or assurance reviews, managing issues to closure and producing management information.

Full-time 9am-5pm Monday to Friday and based in their Gateshead office

Experience in general insurance and/or pure protection is essential