Compliance Manager

Fintelligent Search; Manchester; On-site; GBP 60,000 - 80,000; Full time

Job summary

A growing financial services brokerage in Bolton seeks a Compliance Manager to own the compliance function and lead a team. This role requires proven compliance experience at management level and knowledge of regulatory frameworks. Responsibilities include developing compliance policies, conducting audits, and providing strategic advice. The ideal candidate will possess strong leadership and communication skills, and have experience in specialist lending. Enjoy a supportive work environment with career progression.

Benefits

Negotiable salary - DOE - 50,000+

25 days annual leave

Supportive working environment

Genuine career progression

Qualifications

• Proven compliance experience at management or head-of level within financial services.
• Experience in specialist lending is preferred.
• Strong knowledge of regulatory frameworks and risk management.

Responsibilities

• Develop and maintain compliance policies, procedures, and frameworks.
• Ensure adherence to FCA rules and AML obligations.
• Conduct compliance monitoring and audits to identify gaps.
• Provide training and support on compliance matters.
• Prepare compliance reports for senior management.

Skills

Compliance experience

Regulatory knowledge

Leadership skills

Communication skills

Team management

Job description

We are seeking an experienced Compliance professional to join a growing financial services brokerage in Bolton. This role is open to candidates with management or head‑of‑level experience, particularly within specialist lending, who are looking for an opportunity to own the compliance function and grow the team.

What We Offer For The Compliance Manager:

• Negotiable salary - DOE - 50,000+
• 25 days annual leave, no bank holidays or weekend working
• Supportive and professional working environment
• Genuine career progression in a growing lender

Key Responsibilities for the Compliance Manager:

• Develop, implement, and maintain compliance policies, procedures, and frameworks.
• Ensure adherence to all relevant regulatory requirements, including FCA rules and AML obligations.
• Conduct compliance monitoring, risk assessments, and audits, identifying gaps and recommending solutions.
• Provide guidance, training, and support to staff on compliance matters.
• Investigate compliance issues or breaches, escalating serious matters where necessary.
• Act as a point of contact with regulators and respond to regulatory enquiries.
• Prepare compliance reports for senior management, highlighting risks and mitigation strategies.
• Lead or support the growth and development of the compliance function and team.
• Provide strategic advice to senior leadership (Head of Compliance level) on regulatory changes, compliance risks, and business impact.
• Drive continuous improvement in compliance processes, systems, and controls.

Ideal Candidate for the Compliance Manager:

• Proven compliance experience at management or head‑of level within financial services.
• Experience in specialist lending is preferred.
• Strong knowledge of regulatory frameworks, risk management, and compliance best practices.
• Proactive, confident, and capable of shaping the role to suit business needs.
• Excellent communication and leadership skills, with experience managing or mentoring teams (for head‑level candidates).

This is a unique opportunity to take a hands‑on and strategic compliance role in a growing, supportive brokerage while enjoying a healthy work‑life balance.

If you are interested in this Compliance Manager role please apply with your up to date CV for consideration.