Compliance Manager

BERKLEY TECHNOLOGY SERVICES; City Of London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services company in London is seeking a Compliance Manager to enhance their compliance framework and manage regulatory risks. The ideal candidate will possess insurance experience, strong communication skills, and relevant qualifications. You'll contribute to a dynamic team focused on integrity and customer fairness, with a strong emphasis on professional development.

Qualifications

• Experience in compliance, especially in financial crime.
• Experience within the Lloyd's market is preferred.
• People management experience is desirable.

Responsibilities

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies.
• Develop and deliver Compliance Monitoring and Training Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates to the business.

Skills

Insurance experience

Strong academic background

Proven track record in compliance

Excellent communication skills

Intermediate MS Word skills

Education

Relevant professional qualifications

Tools

SharePoint knowledge

Job description

Overview

Responsibilities Compliance Manager

Location: London Function: Compliance & Assurance

Are you passionate about regulatory compliance and risk management? We’re looking for a Compliance Manager to join our team and play a key role in maintaining and enhancing our compliance framework.

What you’ll do

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies and procedures.
• Develop and deliver annual Compliance Monitoring and Training Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice to the business.
• Manage complaints reporting and sanctions reviews.
• Support Lloyd’s Oversight Principles self-assessment and compliance projects.

What we’re looking for

• ’ insurance experience, ideally within the Lloyd’s market.
• Strong academic background and relevant professional qualifications.
• Proven track record in compliance, including financial crime and conduct areas.
• Excellent communication skills and a collaborative approach.
• Intermediate MS Word skills; SharePoint knowledge is a plus.
• People management experience desirable.

Why join us?

You’ll be part of a dynamic team where integrity, diligence, and customer fairness are at the heart of everything we do. We offer opportunities for professional development and the chance to make a real impact in a highly regulated environment.

Additional Company Details

We work from the office 4 days per week as we believe that this allows us to build on our entrepreneurial foundation, where we promote and foster innovative thinking throughout the organization, knowing that the very best ideas are more often born to those who are closest to the task. “We’re better when we’re together”