Compliance Director - Wealth & Banking (FTC)

Aria Partners; Greater London; On-site; GBP 85,000 - 120,000; Full time

Job summary

Aria Partners in London seeks a qualified Compliance/Financial Crime specialist for a long-term fixed contract in private banking/wealth management.

The role covers regulatory and financial crime experience, lending and banking frameworks, and regulatory requirements; you will support Head of Compliance/Head of Financial Crime and lead on projects when needed.

You will advise on FCA and PRA regimes (CONC, MCOBS, BCOBS etc) and act as deputy on initiatives.

Qualifications

• Experience in regulatory compliance and financial crime within wealth/private banking.
• Strong knowledge of lending and banking frameworks and regulatory requirements.
• Ability to lead or deputise on projects/workstreams when needed.

Responsibilities

• Provide high quality support to the Head of Compliance/Head of Financial Crime.
• Act as a deputy that can step in to lead on projects and workstreams where required.
• Advise on FCA and PRA regulatory regimes (CONC, MCOBS, BCOBS etc).

Skills

Regulatory compliance

Financial crime

FCA/PRA knowledge

Deputy leadership

Project management

Job description

A respected private bank/wealth manager are looking to hire a long term fixed contract.

This person would ideally have both regulatory and financial crime experience in the wealth space whilst also holding good knowledge around lending and banking frameworks and regulatory requirements.

Key Responsibilities:

• Provide high quality support to the Head of Compliance/Head of Financial Crime
• Act as a deputy that can step into to lead on projects and workstreams where required.
• Advise on FCA and PRA regulatory regimes (CONC, MCOBS, BCOBS etc)