Compliance Co-ordinator

iCIMS; Kettering; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading compliance consultancy in Kettering is seeking a Compliance Specialist to develop and maintain compliance programmes in line with legislative and regulatory requirements. The ideal candidate will demonstrate strong judgment skills, attention to detail, and possess experience in compliance frameworks, including GDPR and ISO standards. This role involves preparing compliance reports, coordinating activities for compliance, and engaging with various boards and committees to report on compliance health. Join a trusted partner within the property risk sector and contribute to excellence in compliance practices.

Qualifications

• Experience in a compliance role used to maintaining compliance frameworks for multiple clients.
• Understanding of GDPR and information security compliance.
• Ability to analyze legislative changes and their impact on compliance.

Responsibilities

• Develop compliance programmes for legislative and regulatory requirements.
• Coordinate activities to ensure compliance with ISO standards.
• Prepare compliance reports for internal and external audits.
• Maintain an ongoing compliance monitoring programme.

Skills

Attention to detail

Strong judgement skills

Effective communication

Understanding of compliance frameworks

Job description

• Assistance developing a compliance programme for relevant legislative and regulatory requirements.
• Co‑ordinating activities so that the company operates in a compliant manner in accordance with legislative, regulatory and client contractual obligations, ISO standards and internal e.surv and LSL Group policies.
• Providing day to day coverage of suspicious activity reporting, fraud management, annual modern slavery assessments, twice yearly gifts entertainment and hospitality returns to Group.
• Providing regular updates to the Business via the Head of Enterprise Risk with regards to where improvements could be made whilst highlighting potential deficiencies in practice, process or control.
• Being a forward thinker, with strong judgement skill and excellent attention to detail., Design and Develop processes for an effective compliance programme for relevant legislative and regulatory frameworks (e.g. data privacy/security, anti-money laundering, anti-bribery and corruption, conformance to ISO standards).
• Prepare and deliver required compliance reports for relevant boards and committees as required.
• Maintains and revises policies and procedures to prevent illegal or unethical conduct.
• Assist maintenance existing ISO frameworks.
• Maintain an annual compliance plan and an ongoing compliance monitoring programme.
• Prepare for any internal and external compliance audits and reviews (client)
• Where necessary, carry out the analysis of upcoming legislative and regulatory changes and the impact on the organisation.
• Setting and Monitoring of Key Performance Indicators and Key Risk Indicators.
• The successful candidate will be a forward thinker with strong judgement skills and have excellent attention to detail. You will have the ability to resolve identified gaps in compliance frameworks and deal with differences in compliance recommendations, Experience in a compliance role used to maintaining compliance frameworks to meet multiple client contract obligations and conformance to ISO frameworks. A capable and effective decision maker. Effective communicator at all levels. Capable of working autonomously. You will have experience and an understanding of lender client contracts with obligations in the areas of compliance for GDPR, information Security, Business Continuity, Data Records Management, Anti-Money Laundering, Anti-Bribery and Corruption and Modern Slavery. Experience in a compliance role. Experience of communicating recommendations to improve compliance frameworks. Understanding of how non-compliance affects organisations.

Desirable:

• Knowledge of regulatory compliance frameworks such as data protection and information security.
• Knowledge and understanding of ISO frameworks (e.g. Information Security and Quality Management).
• Understanding of contractual relationship management.
• Understanding of downward supplier compliance management.
• Worked within an audit role.

The UK's number one residential surveying brand, e.surv Chartered Surveyors and Walker Fraser Steele have been providing property risk expertise and residential surveying services for over 35 years. We are the trusted partner for a variety of stakeholders ranging from high street mortgage lenders and building society's to national landlords and equity release brands. Every 12 seconds, one of our 600 RICS accredited surveyors completes a property inspection from Land's End to John O'Groats and across Northern Ireland.