Compliance Associate

JR United Kingdom; Slough; On-site; GBP 30,000 - 40,000; Full time

Job summary

A leading fintech company in the UK is seeking a Compliance Associate to support its compliance function. This role involves working with marketing and product teams, developing compliance policies, and ensuring adherence to regulations. Ideal candidates have 1-2 years of compliance experience and a keen interest in financial markets. The position is hybrid, requiring three days in the office.

Qualifications

• 1-2 years compliance experience, ideally in financial services.
• Basic understanding of financial regulations is a plus.
• Eager to learn and work in a fast-paced environment.

Responsibilities

• Support Financial Promotions compliance with marketing and product teams.
• Assist in developing and implementing compliance policies.
• Help deliver compliance training and monitor activities.
• Review and manage complaints and operational risk.
• Ensure adherence to Consumer Duty and FCA rules.

Skills

Compliance experience

Understanding of trading products

Attention to detail

Communication skills

Interest in fintech

Job description

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Compliance Associate – FTSE250 FinTech ?

Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.

They’re looking for a motivated Compliance Associate to support their expanding compliance function. If you have 1-2 years experience in compliance or a regulated environment (financial services experience is a bonus, but not essential), and a keen interest in financial markets and regulation, this is an exciting opportunity to grow your career in fintech.

What you’ll be doing:

• Supporting Financial Promotions compliance, working closely with marketing and product teams.
• Assisting in the development and implementation of compliance policies and controls.
• Helping deliver compliance training and monitoring activities.
• Assisting with the review and management of complaints and operational risk events.
• Collaborating with various departments to ensure adherence to Consumer Duty and FCA rules.

What they’re looking for:

• 1-2 years’ compliance experience, ideally in financial services or a regulated industry.
• Basic understanding of trading products and financial regulations is a plus.
• Strong attention to detail and excellent communication skills.
• Proactive and eager to learn in a fast-moving, collaborative environment.
• Interest in fintech, investing, and regulatory compliance.

Location: London-based | Hybrid: 3 days in-office

If you’re looking to build a strong compliance career at a respected fintech brand and contribute to a supportive, fast-paced team, apply today.

Compliance Associate – FTSE250 FinTech ?