Compliance Associate

Michael Page (UK); City Of London; On-site; GBP 50,000; Full time

Job summary

A leading recruitment agency is seeking a Compliance Associate in London to develop and maintain compliance policies within the financial services sector. The ideal candidate will possess relevant qualifications, strong analytical skills, and experience in compliance roles. This position offers a competitive salary and opportunities for career growth in a professional environment.

Benefits

Competitive salary

Bonus opportunities

Career development

Professional environment

Qualifications

• Experience in the financial services industry, particularly in compliance or risk roles.
• Strong knowledge of regulatory requirements and frameworks.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Monitor internal processes for adherence to compliance frameworks.
• Provide support on regulatory obligations and best practices.
• Prepare compliance reports and documentation.
• Conduct reviews and audits to identify compliance risks.
• Liaise with regulators and submit required filings.
• Assist in training employees on compliance matters.
• Stay informed about changes in regulations.

Skills

Regulatory knowledge

Analytical skills

Communication skills

Attention to detail

Compliance tools proficiency

Education

Relevant qualifications in risk or compliance

Tools

Compliance software

Job description

About Our Client

The company operates within the financial services sector and is a well-established organisation based in London. It offers professional services in an environment that values precision and compliance.

Job Description

• Develop and maintain compliance policies and procedures in line with regulatory standards.
• Monitor and assess internal processes for adherence to compliance frameworks.
• Provide support and advice to teams on regulatory obligations and best practices.
• Prepare compliance reports and documentation for internal and external stakeholders.
• Conduct regular reviews and audits to identify potential compliance risks.
• Liaise with regulators and ensure timely submission of required filings.
• Assist in training employees on compliance-related matters.
• Stay informed about changes in financial services regulations and update policies accordingly.

The Successful Applicant

A successful Compliance Associate should have:

• Relevant qualifications in risk, compliance, or a related field.
• Experience in the financial services industry, particularly in compliance or risk roles.
• Strong knowledge of regulatory requirements and frameworks.
• Excellent analytical skills and attention to detail.
• Ability to communicate effectively with internal and external stakeholders.
• Proficiency in compliance tools and software.

What’s on Offer

• Competitive base salary of £50,000 per annum.
• Additional bonus opportunities.
• City of London office.
• Chance to work in a professional financial services environment.
• Opportunities for career development and growth.

If you are a compliance professional looking for your next opportunity in London, apply now to join a respected organisation in the financial services industry.