Compliance Analyst - Asset Management firm

JR United Kingdom; Bristol; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading asset management firm in Bristol is seeking a Compliance Analyst to support compliance reviews, monitor client investment restrictions, and help maintain compliance registers. The ideal candidate will have at least 2 years of experience in compliance within a fund or asset management environment and is committed to upholding regulatory standards.

Qualifications

• Minimum of 2 years in compliance within a fund or asset management firm.
• Experience in compliance reviews and regulatory obligations.

Responsibilities

• Support compliance reviews and approvals of promotions and marketing materials.
• Perform daily monitoring of client investment restrictions.
• Assist in completing periodic compliance reports.

Skills

Compliance monitoring

Regulatory knowledge

Job description

Compliance Analyst

Asset Management firm

Location: Bristol, United Kingdom

Job Description:

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
• Collaborate with other compliance team members on policies, procedures, and issues.
• Perform daily monitoring of client investment restrictions.
• Maintain and update compliance registers.
• Assist in completing and submitting periodic compliance reports and regulatory submissions.
• Advise staff on compliance matters.
• Monitor and stay updated on regulatory developments.
• Assist with compliance-led projects.
• Manage employee conflicts of interest.

Requirements:

• At least 2 years of generalist compliance experience in a fund or asset management firm.

Additional Information:

EU work permit required: Yes

Posted on: 04.06.2025

Expiry date: 19.07.2025

Job views: 2

Location: Bristol, United Kingdom

Client: Robert Half