Compliance Analyst – 28928

Emerald Group Ltd; Basingstoke; Hybrid; GBP 30,000 - 45,000; Full time

Job summary

A leading compliance organization in the United Kingdom is seeking a Compliance Officer to support the Head of Compliance in assessing regulatory changes and ensuring compliance with obligations. The ideal candidate will have a compliance-related qualification and basic knowledge of regulatory obligations within the insurance or financial services sector. This position offers an opportunity to contribute to regulatory improvement initiatives.

Qualifications

• Achieved or working towards a relevant compliance-related qualification.
• Ability to interpret legal or regulatory requirements.

Responsibilities

• Collaborate with compliance teams to assess regulatory changes.
• Support management information recording and analysis.
• Maintain regulatory change log and assist gap analyses.
• Conduct monitoring reviews in line with the Compliance Monitoring Plan.

Skills

Regulatory compliance knowledge

Analytical skills

Communication skills

Education

Relevant compliance-related qualification

Job description

Overview

Key Duties (Including but not limited to) :

• Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation.
• To support the Head of Compliance with the recording and analysis of management information to identify areas of potential regulatory concern
• Maintain a regulatory change log and assist with gap analyses for business change such as product developments and new products
• Conduct monitoring reviews in line with the Compliance Monitoring Plan, including control testing

Qualifications required :

• Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI

Experience required :

• Basic knowledge of the regulatory obligations of a dual-regulated insurer, preferably within insurance or financial services.
• Ability to interpret legal or regulatory requirements and embed them into business processes.