Client Onboarding KYC (Broker/Dealer background essential)

Taylor James Resourcing; City Of London; On-site; GBP 45,000 - 60,000; Full time

Job summary

A global broking organisation in London is seeking a Client Onboarding KYC Associate. This role, requiring five years of KYC and AML experience, involves conducting thorough documentation reviews and liaising with clients to ensure compliance with industry regulations. The ideal candidate is self-motivated, has strong organizational skills, and holds a Bachelor’s degree in Business. This is an on-site position with no hybrid options.

Qualifications

• 2 years progressive experience with industry rules and regulations.
• Effective communication skills both written and verbal.
• Ability to ensure work is completed in a timely manner with deadlines met.

Responsibilities

• Conduct forensic review of client documentation for KYC and AML compliance.
• Prepare client application packs for review.
• Liaise with clients and sales teams to resolve application questions.

Skills

Client documentation review

Communication skills

Organizational skills

Analytical skills

Self-motivation

Education

Bachelor’s Degree in Business

Tools

DOCS system

Job description

Our client is a global broking organisation operating in the exchange‑traded futures and options markets.

Client Onboarding KYC (Broker/Dealer background essential)

Client Onboarding KYC Associate – 5 days a week in office in the city of London. This is not a hybrid role.

You must have a background on‑boarding both Clearing and Execution clients within the exchange‑traded futures and options markets.

Working in the compliance onboarding team of a global broking organisation we are looking for someone with five years of KYC and AML experience within the financial markets.

Duties and Responsibilities:

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti‑Money Laundering Rules.
• Diligent preparation of client application packs for Anti‑Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm’s Management on client applications and documentation requirements.
• Liaise with the sales teams to resolve account application questions and issues.
• Liaise with clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

Experience & Skills Required:

• 2 years progressive experience with industry rules and regulations.
• Ability to use internal and external systems; prior experience of DOCS system would be useful.
• Effective communication skills both written and verbal for assisting in client and internal requests.
• Ability to be self‑motivated, organised and to ensure work is completed in a timely manner with deadlines met.
• Strong organisational and analytical skills essential.
• Good team player.
• Bachelor’s Degree in Business or equivalent industry experience.