Client Onboarding KYC Associate

Taylor James Resourcing; Greater London; On-site; GBP 40,000 - 50,000; Full time

Job summary

A global financial services company is seeking a Client Onboarding KYC Associate in Greater London. The role involves forensic review of client documentation, preparing application packs for compliance, and liaising with clients and sales teams. Candidates should have at least two years of experience in KYC and AML regulations and hold a Bachelor's Degree in Business or similar experience. This position requires strong organizational and communication skills.

Qualifications

• 2 years progressive experience with industry rules and regulations.
• Prior experience of DOCS system would be useful.

Responsibilities

• Forensic review of client documentation per FCA KYC and AML Rules.
• Preparation of client application packs for compliance review.
• Liaise with sales teams for account application queries.
• Create and maintain accurate client information on internal systems.

Skills

Effective communication skills

Organisational skills

Analytical skills

Self-motivation

Team player

Education

Bachelor’s Degree in Business

Job description

Client Onboarding KYC Associate

Our client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets.

It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.

Duties and Responsibilities

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
• Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm’s Management on client applications and documentation requirements.
• Liaise with the sales teams to resolve account application questions and issues.
• Liaise with clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

Experience & Skills Required

• 2 years progressive experience with industry rules and regulations.
• Ability to use internal and external systems, including prior experience of DOCS system would be useful.
• Effective communication skills both written and verbal for assisting in client and internal requests.
• Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
• Strong organisational and analytical skills essential.
• Good team player.
• Bachelor’s Degree in Business or equivalent industry experience.