Client-Focused Financial Adviser (Chartered Path)

Artemis Clarke Ltd; England; On-site; GBP 42,000 - 60,000; Full time

Job summary

Artemis Clarke Ltd. in Hertfordshire is seeking a Financial Adviser to guide clients toward appropriate strategies and objectives. You will prospect new clients, gather essential information, and manage portfolios in line with mandates and client goals.

Responsibilities include maintaining compliance, staying updated with FCA rules, and coordinating with admin support and Paraplanners. A minimum Level 4 Diploma is required, with a view to Chartered status.

Qualifications

• Minimum Level 4 Diploma qualification required.
• Progress toward Chartered status encouraged.

Responsibilities

• Prospecting and contacting potential clients in accordance with the firm's business plan.
• Asking for sufficient client information before any recommendation is made.
• Ensuring portfolios are managed in line with the client's mandate and objectives.
• Undertaking appropriate product and market research.
• Ensuring clients are treated fairly in line with Treating Customers Fairly principles.
• Maintaining a current Statement of Professional Standing and relevant CPD.
• Following the firm's compliance processes and FCA Conduct Rules.
• Keeping up to date with regulatory, product and technical requirements.
• Liaising with admin support, Paraplanners and other team members as appropriate.

Education

Level 4 Diploma

Job description

Artemis Clarke Ltd. in Hertfordshire is seeking a Financial Adviser to guide clients toward appropriate strategies and objectives. You will prospect new clients, gather essential information, and manage portfolios in line with mandates and client goals.

Responsibilities include maintaining compliance, staying updated with FCA rules, and coordinating with admin support and Paraplanners. A minimum Level 4 Diploma is required, with a view to Chartered status.