Client-Driven Financial Adviser (Employed or Self-Employed)

Artemis Clarke Ltd; Berkswell; On-site; GBP 40,000 - 70,000; Full time

Job summary

Artemis Clarke Ltd. in Berkswell is seeking a Financial Adviser to advise clients in accordance with their objectives. The role can be employed or self-employed, with a client bank provided by the practice. Based in Berkswell, the successful candidate will prospect, gather client information, and manage portfolios in line with client mandates.

The position requires a Level 4 Diploma and aims for Chartered status. Email CV to [e-mail] for consideration.

Qualifications

• Experience in financial advisory workflows and client onboarding.
• Ability to research products and present suitable options.
• Comply with financial regulations and Treating Customers Fairly principles.

Responsibilities

• Prospecting and contacting potential clients in accordance with the firm’s business plan.
• Ensuring sufficient client information is obtained before any recommendation is made.
• Ensuring portfolios are managed in accordance with the client’s mandate and objectives.
• Undertaking appropriate product and market research.
• Ensuring clients are treated fairly, in line with Treating Customers Fairly principles.

Skills

Prospecting

Client information gathering

Portfolio management

Market research

Treating Customers Fairly (TCF)

Education

Level 4 Diploma

Job description

Artemis Clarke Ltd. in Berkswell is seeking a Financial Adviser to advise clients in accordance with their objectives. The role can be employed or self-employed, with a client bank provided by the practice. Based in Berkswell, the successful candidate will prospect, gather client information, and manage portfolios in line with client mandates.

The position requires a Level 4 Diploma and aims for Chartered status. Email CV to [e-mail] for consideration.