Capital Markets Audit AVP: Lead Engagements & Teams

State Street; Greater London; Hybrid; GBP 90.000 - 120.000; Vollzeit

Zusammenfassung

State Street in London is seeking an Audit Manager, Assistant Vice President to lead audit engagements focused in the Capital Markets space. You will oversee engagements from planning to reporting and mentor audit staff, with a hybrid work model balancing home and office.

The role requires 5+ years in Public Accounting, Internal Auditing, or Capital Markets, and a Bachelor’s degree in finance or accounting; advanced credential (CFA/FRM/CPA/CIA) is preferred.

Qualifikationen

• 5+ years of experience in Public Accounting, Internal Auditing, or Capital Markets industry experience.
• Bachelor’s degree, preferable in finance, accounting or related field.
• Advanced degree or certification (CFA, FRM, CPA, CIA) preferred.
• Experience executing or auditing Capital Markets.
• Experience in auditing information technology general controls.

Aufgaben

• Plan, oversee and execute audits according to the Division’s risk-based audit methodology, other internal standards and industry practices.
• Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
• Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
• Draft audit reports that clearly communicate overall conclusion, including: key risks, identified issues and their root cause, and impact on overall business strategy.
• Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
• Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
• Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment and global footprint.
• Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing / maintaining internal control principles.
• Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
• Coach and mentor audit staff as part of their ongoing development.

Kenntnisse

Audit management

Team leadership

Risk assessment

Capital Markets knowledge

Communication skills

Ausbildung

Bachelor’s degree in finance or accounting

Advanced degree or professional certification (CFA, FRM, CPA, CIA)

Jobbeschreibung

State Street in London is seeking an Audit Manager, Assistant Vice President to lead audit engagements focused in the Capital Markets space. You will oversee engagements from planning to reporting and mentor audit staff, with a hybrid work model balancing home and office.

The role requires 5+ years in Public Accounting, Internal Auditing, or Capital Markets, and a Bachelor’s degree in finance or accounting; advanced credential (CFA/FRM/CPA/CIA) is preferred.