Business Compliance Officer - Clearing UK

ABN AMRO Bank N.V.; Greater London; On-site; GBP 50,000 - 90,000; Full time

Job summary

An established industry player is seeking a highly knowledgeable Business Compliance Officer to join their London team. This role offers a very competitive salary and the chance to work with a globally recognized financial institution. The successful candidate will be pivotal in managing compliance risks, providing expert advice on regulatory issues, and fostering collaboration across the firm. With a commitment to high ethical standards, this company values continuous learning and offers flexible working arrangements, ensuring a healthy work-life balance for its employees. If you're ready to advance your career in a leading global bank, this opportunity is for you.

Qualifications

• Professional qualifications such as the CISI Diploma or equivalent are essential.
• Strong knowledge of the FCA Handbook and key Exchange rules is required.

Responsibilities

• Support the Head of Compliance in managing the UK Clearing Compliance function.
• Develop and maintain the UK Conduct Risk framework.

Skills

Compliance

Regulatory

Risk Management

FCA Handbook

Data Privacy

Financial Services Laws

Communication Skills

Education

CISI Diploma or equivalent

Job description

Business Compliance Officer (15386) London, England

Business Compliance Officer

Salary: Very Competitive
Location: London
Hybrid Working: 3 days in office, 2 working from home
Keywords: Compliance, Regulatory, Risk Management, FCA Handbook, Data Privacy, Financial Services Laws

Our client, ABN Amro Bank, is seeking a highly knowledgeable and dependable Business Compliance Officer to join their London team. This role offers a very competitive salary and the opportunity to work with a globally recognised financial institution. The successful candidate will be instrumental in managing compliance risks within the organisation's Clearing business line, providing expert advice on regulatory issues, and fostering collaboration throughout the firm.

What you'll do:

1. Support the Head of Compliance (HoC) in managing the UK Clearing Compliance function
2. Develop and maintain the UK Conduct Risk framework
3. Provide expert technical advice and face-to-face training on governance and regulation
4. Review and sign off relevant financial promotion literature
5. Communicate effectively with senior management on matters of regulatory relevance
6. Assist with the establishment of policies and procedures to achieve compliance with relevant laws, rules, and regulations

What you bring:

1. Professional qualifications such as the CISI Diploma or equivalent
2. Strong knowledge of the FCA Handbook and key Exchange rules
3. Ability to undertake broad compliance monitoring activities
4. Excellent communication skills both written and orally
5. Ability to resolve conflict and deal with confrontation through tact and skill
6. Good understanding of relevant existing, and emerging regulatory requirements

What sets this company apart:

ABN Amro Bank is a leading global bank with a strong commitment to providing innovative solutions while maintaining high ethical standards. They offer an inclusive work environment that values collaboration and interpersonal connections. Their focus on continuous learning provides employees with numerous opportunities for professional growth. Moreover, they understand the importance of work-life balance and offer flexible working arrangements.

What's next:

Ready to take the next step in your career with a leading global bank? Apply today! We look forward to receiving your application.