Audit Manager - CASS Assurance

KPMG United Kingdom; Manchester; On-site; GBP 55,000 - 75,000; Full time

Job summary

A leading financial services firm in the United Kingdom is seeking a CASS Audit Manager to lead CASS audit engagements. You will oversee audit planning and execution, mentor junior members, and advise clients on regulatory matters. Ideal candidates will have strong CASS audit experience and knowledge of FCA regulations. This position offers competitive compensation and opportunities for professional growth.

Qualifications

• Experience in a CASS-related function, ideally including external CASS audits.
• Strong knowledge of FCA's Client Assets Sourcebook.
• Deep understanding of governance frameworks and control environments.

Responsibilities

• Deliver Limited and Reasonable Assurance CASS audit engagements.
• Oversee audit planning, execution, and reporting.
• Mentor and coach junior team members.
• Advise clients on regulatory developments and processes.

Skills

CASS audit experience

Regulatory project delivery

Stakeholder management

Technical support

Project management

Education

Professional qualification (e.g., ACA, ACCA)

Job description

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Job description

Job Title: CASS Audit Manager - Financial Services

Base Location: London

About the Role

Joining KPMG means becoming part of a talented team of exceptional colleagues who bring innovative thinking and natural curiosity to everything they do. At KPMG, we believe that diversity of background, personality, and perspective is key to success - and there's a place for everyone here.

We are currently seeking a CASS Audit Manager to join our Financial Services audit function. This team supports a wide range of market-leading entities, including major investment banks, retail banking groups, broker-dealers, and traditional asset managers. With a strong track record and ambitious growth plans, this is an exciting time to join our expanding practice.

What will you be doing?

• Deliver Limited and Reasonable Assurance CASS audit engagements, leading small teams and contributing to larger, multi-disciplinary projects
• Oversee all aspects of audit planning, execution, and reporting, ensuring commercial efficiency and effective resource allocation
• Provide technical support and advice to internal KPMG teams on CASS audits
• Mentor and coach junior team members, supporting both technical development and personal growth
• Contribute to business development through proposal writing, client workshops, industry seminars, and marketing materials
• Develop thought leadership and identify new business opportunities
• Advise clients on the impact of regulatory developments and provide assurance over existing processes and controls

What will you need to do it?

• Experience in a CASS-related function, ideally including external CASS audits
• Strong knowledge of the FCA's Client Assets Sourcebook and its practical application
• Deep understanding of governance frameworks, business structures, and control environments in the asset management sector
• Excellent stakeholder and relationship management skills
• Strong project management capabilities and experience leading professional teams

Experience and Background

• Professional qualification preferred (e.g., ACA, ACCA), but not essential
• Significant experience in financial services, with a focus on CASS compliance
• Proven ability to deliver regulatory projects and evaluate complex technical issues
• Strong communication and presentation skills, both written and verbal
• Awareness of current regulatory developments and industry challenges
• Demonstrated success in delivering high-quality outputs to a range of stakeholders

KPMG are proud to be an inclusive, equal opportunity employer and we seek to attract and retain the best people from the widest possible talent pool.

As a member of the Business Disability Forum we're committed to ensuring that all candidates are treated fairly throughout the Recruitment Process.

We pride ourselves on being a place where your individuality is valued; you can be yourself and still achieve your potential. We believe that your individuality helps us to deliver the best results to our clients. Diversity of background, diversity of experience, diversity of perspective - that's the KPMG difference.